James Dingle has been an investment adviser representative at Chicago Capital Management Advisors since July 2023, and is not listed among the firm’s executive officers or direct owners.
Chicago Capital Management Advisors, LLC is a Lisle, IL firm with $135M under management, 620 clients and 19 advisers across 4 offices, as of its March 2026 filing.
James Dingle’s longest registration was 6 years at Lasalle St. Investment Advisors, L.L.C. (2013–2020). Before joining Chicago Capital Management Advisors in 2023, James Dingle was registered through American Trust Investment Services Advisory, Inc. and Lasalle St. Investment Advisors, L.L.C.
- – present · 3 yearsAdviser representative · Firm CRD 123483
- American Trust Investment Services Advisory, Inc.– · 3 yearsChicago, IL · Adviser representative · Firm CRD 299547
- Lasalle St. Investment Advisors, L.L.C.– · 6 yearsFrankfort, IL · Adviser representative · Firm CRD 109701
- LPL Financial LLC– · 4 yearsFrankfort, IL · Adviser representative · Firm CRD 6413
- Banc of America Investment Services, Inc.– · 5 yearsChicago, IL · Adviser representative · Firm CRD 16361
- Northern Trust Securities, Inc– · under a yearChicago, IL · Adviser representative · Firm CRD 7927
Investment adviser representative registrations
James Dingle is registered as an investment adviser representative in 2 states. The first approvals date from July 2023; the most recent is Wisconsin, in October 2023.
- IllinoisSince 12 July 2023
- WisconsinSince 23 October 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 7 March 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 30 July 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 June 1988 |
| Series 7 | General Securities Representative Examination | 21 May 1988 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James David Dingle
- CRD
- 1833578
- Firm
- Chicago Capital Management Advisors · CRD 123483
- Registration
- Investment adviser registration
- In the industry since
- November 1988
- Disciplinary history
- Not yet shown here · SEC record
Where does James Dingle work?
James Dingle is an investment adviser representative registered through Chicago Capital Management Advisors, LLC since July 2023, and is not listed among the firm’s executive officers or direct owners.
Is James Dingle a financial advisor?
Yes. James Dingle has a current investment-adviser registration in Illinois and Wisconsin, through Chicago Capital Management Advisors since July 2023.
How many years of experience does James Dingle have?
James Dingle has 37 years in the financial industry, since November 1988, across 6 adviser firms.
What exams has James Dingle passed?
James Dingle has passed 4 licensing exams: the Series 7, Series 63, Series 66 and Series 7TO. The earliest, the Series 7, was passed in May 1988. FINRA credited James Dingle with the SIE, which began in October 2018.
Where did James Dingle work before Chicago Capital Management Advisors?
Before Chicago Capital Management Advisors, James Dingle was registered through Lasalle St. Investment Advisors, L.L.C., May 2013 to March 2020; LPL Financial LLC, July 2008 to December 2012; Banc of America Investment Services, Inc., February 2003 to July 2008; Northern Trust Securities, Inc, March 2002 to March 2003.
Is James Dingle registered with FINRA?
No. James Dingle has no current broker registration.
How can I verify James Dingle’s record?
Search CRD 1833578 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Dingle’s full registration record.