James Ball has been an investment adviser representative at Keenan since March 2023, and is not listed among the firm’s executive officers or direct owners.
Keenan, LLC is a Boston, MA firm with $202M under management, 751 clients and 26 advisers in one office, as of its April 2026 filing.
Investment adviser representative registrations
James Ball is registered as an investment adviser representative in 2 states. The first approvals date from March 2023; the most recent is Texas, in January 2025.
- MassachusettsSince 13 March 2023
- TexasSince 10 January 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 17 February 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- James Morgan Ball
- CRD
- 7694758
- Firm
- Keenan · CRD 285673
- Office
- 7 BULFINCH PLACE, SUITE 302, Boston, MA 02114
- Registration
- Investment adviser registration
- In the industry since
- March 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does James Ball work?
James Ball is an investment adviser representative registered through Keenan, LLC since March 2023, and is not listed among the firm’s executive officers or direct owners.
Is James Ball a financial advisor?
Yes. James Ball has a current investment-adviser registration in Massachusetts and Texas, through Keenan since March 2023.
How many years of experience does James Ball have?
James Ball has 3 years in the financial industry, since March 2023, across 1 adviser firm.
What exams has James Ball passed?
James Ball passed the Series 65 in February 2023.
Where is James Ball based?
James Ball’s registered office is in Boston, MA.
Is James Ball registered with FINRA?
No. James Ball has no current broker registration.
How can I verify James Ball’s record?
Search CRD 7694758 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Ball’s full registration record.