Brian Keenan has been Managing Member & Chief Compliance Officer of Keenan since October 2016, is a control person of the firm and directly owns 75% or more of it.
Keenan, LLC is a Boston, MA firm with $202M under management, 751 clients and 26 advisers in one office, as of its April 2026 filing.
Brian Keenan’s longest registration is the current one, 9 years at Keenan since 2017. Before joining Keenan in 2017, Brian Keenan was registered through McAdam LLC and Voya Financial Advisors, Inc.
- McAdam LLC– · 1 yearBoston, MA · Adviser representative · Firm CRD 170914
- Voya Financial Advisors, Inc.– · under a yearBoston, MA · Adviser representative · Firm CRD 2882
Investment adviser representative registrations
Brian Keenan is registered as an investment adviser representative in 12 states, as a resident of Texas. The first approvals date from January 2017; the most recent is Louisiana, in January 2025.
- CaliforniaSince 2 November 2023
- ConnecticutSince 2 November 2023
- FloridaSince 17 August 2022
- IowaSince 23 June 2023
- LouisianaSince 15 January 2025
- MassachusettsSince 3 January 2017
- New HampshireSince 4 October 2022
- New YorkSince 29 July 2022
- North CarolinaSince 26 May 2023
- PennsylvaniaSince 25 October 2023
- Rhode IslandSince 26 July 2023
- TexasResidentSince 16 June 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 24 September 2013 |
| Series 7 | General Securities Representative Examination | 21 August 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brian Edward Keenan
- CRD
- 6217930
- Firm
- Keenan · CRD 285673
- Role
- Managing Member & Chief Compliance Officer
- Office
- 7 BULFINCH PLACE, SUITE 302, Boston, MA 02114
- Registration
- Investment adviser registration
- In the industry since
- November 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Brian Keenan work?
Brian Keenan has been Managing Member & Chief Compliance Officer of Keenan, LLC since October 2016, and is a control person of the firm.
Is Brian Keenan a financial advisor?
Yes. Brian Keenan has a current investment-adviser registration in California, Connecticut, Florida, Iowa, Louisiana, Massachusetts, New Hampshire, New York, North Carolina, Pennsylvania, Rhode Island and Texas, through Keenan since January 2017.
How many years of experience does Brian Keenan have?
Brian Keenan has 12 years in the financial industry, since November 2013, across 3 adviser firms.
What exams has Brian Keenan passed?
Brian Keenan has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2013. FINRA credited Brian Keenan with the SIE, which began in October 2018.
Where did Brian Keenan work before Keenan?
Before Keenan, Brian Keenan was registered through McAdam LLC, October 2014 to October 2016; Voya Financial Advisors, Inc., October 2013 to October 2014.
Where is Brian Keenan based?
Brian Keenan’s registered office is in Boston, MA.
Is Brian Keenan registered with FINRA?
No. Brian Keenan has no current broker registration.
How can I verify Brian Keenan’s record?
Search CRD 6217930 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Keenan’s full registration record.