James Anderson IV has been an investment adviser representative at CSP Financial Group since July 2021, and is not listed among the firm’s executive officers or direct owners.
CSP Financial Group LLC is a Scottsdale, AZ firm with $151M under management, 397 clients and 21 advisers across 18 offices, as of its September 2026 filing.
- CSP Financial Group LLCCurrent– present · 5 yearsTucson, AZ · Adviser representative · Firm CRD 310819
Investment adviser representative registrations
James Anderson IV is registered as an investment adviser representative in 2 states. The first approvals date from July 2021; the most recent is Arizona, in September 2021.
- ArizonaSince 27 September 2021
- TexasSince 12 July 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 11 June 2021 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- James Cossett Anderson IV
- CRD
- 7409708
- Firm
- CSP Financial Group · CRD 310819
- Office
- Tucson, AZ
- Registration
- Investment adviser registration
- In the industry since
- July 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does James Anderson IV work?
James Anderson IV is an investment adviser representative registered through CSP Financial Group LLC since July 2021, and is not listed among the firm’s executive officers or direct owners.
Is James Anderson IV a financial advisor?
Yes. James Anderson IV has a current investment-adviser registration in Arizona and Texas, through CSP Financial Group since July 2021.
How many years of experience does James Anderson IV have?
James Anderson IV has 5 years in the financial industry, since July 2021, across 1 adviser firm.
What exams has James Anderson IV passed?
James Anderson IV passed the Series 65 in June 2021.
Where is James Anderson IV based?
James Anderson IV’s registered office is in Tucson, AZ.
Is James Anderson IV registered with FINRA?
No. James Anderson IV has no current broker registration.
How can I verify James Anderson IV’s record?
Search CRD 7409708 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Anderson IV’s full registration record.
