Jake Hoppes has been an investment adviser representative at The Heaton Hoppes Group since October 2024, and is not listed among the firm’s executive officers or direct owners.
The Heaton Hoppes Group, LLC is a Cedar Falls, IA firm with $173M under management, 97 clients and 3 advisers in one office, as of its March 2026 filing.
- Cedar Valley Wealth AdvisorsCurrent– present · 2 yearsCedar Falls, IA · Adviser representative · Firm CRD 115511
Investment adviser representative registrations
Jake Hoppes is registered as an investment adviser representative in Iowa, since October 2024.
- IowaSince 19 October 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 18 October 2024 |
| SIE | Securities Industry Essentials Examination | 31 July 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Jake Robert Hoppes
- CRD
- 7976903
- Firm
- The Heaton Hoppes Group · CRD 115511
- Office
- 411 VIKING ROAD, SUITE A, Cedar Falls, IA 50613
- Registration
- Investment adviser registration
- In the industry since
- October 2024
- Disciplinary history
- Not yet shown here · SEC record
Where does Jake Hoppes work?
Jake Hoppes is an investment adviser representative registered through The Heaton Hoppes Group, LLC since October 2024, and is not listed among the firm’s executive officers or direct owners.
Is Jake Hoppes a financial advisor?
Yes. Jake Hoppes has a current investment-adviser registration in Iowa, through The Heaton Hoppes Group since October 2024.
How many years of experience does Jake Hoppes have?
Jake Hoppes has 2 years in the financial industry, since October 2024, across 1 adviser firm.
What exams has Jake Hoppes passed?
Jake Hoppes has passed 2 licensing exams: the SIE and Series 65. The earliest, the SIE, was passed in July 2023.
Where is Jake Hoppes based?
Jake Hoppes’ registered office is in Cedar Falls, IA.
Is Jake Hoppes registered with FINRA?
No. Jake Hoppes has no current broker registration.
How can I verify Jake Hoppes’ record?
Search CRD 7976903 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jake Hoppes’ full registration record.
