Robert Heaton has held the title Member at The Heaton Hoppes Group since January 2023, is a control person of the firm and directly owns between 25% and 50% of it.
The Heaton Hoppes Group, LLC is a Cedar Falls, IA firm with $173M under management, 97 clients and 3 advisers in one office, as of its March 2026 filing.
Robert M. Heaton is a member of The Heaton Hoppes Group, LLC, doing business as Cedar Valley Wealth Advisors (CVWA). He founded Heaton Adams Financial Services, LC in 2001, which was renamed The Heaton Hoppes Group, LLC on July 1, 2014.
- Cedar Valley Wealth AdvisorsCurrent– present · 25 yearsCedar Falls, IA · Adviser representative · Firm CRD 115511
Investment adviser representative registrations
Robert Heaton is registered as an investment adviser representative in Iowa, since September 2001.
- IowaSince 17 September 2001
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 28 May 1987 |
| Series 22 | Direct Participation Programs Representative Examination | 28 May 1987 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 May 1987 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Robert Micheal Heaton
- CRD
- 1674580
- Firm
- The Heaton Hoppes Group · CRD 115511
- Role
- Member
- Office
- 411 VIKING ROAD, SUITE A, Cedar Falls, IA 50613
- Registration
- Investment adviser registration
- In the industry since
- September 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- cedarvalleywealth.com
Where does Robert Heaton work?
Robert Heaton has held the title Member at The Heaton Hoppes Group, LLC since January 2023, and is a control person of the firm.
Is Robert Heaton a financial advisor?
Yes. Robert Heaton has a current investment-adviser registration in Iowa, through The Heaton Hoppes Group since September 2001.
How many years of experience does Robert Heaton have?
Robert Heaton has 25 years in the financial industry, since September 2001, across 1 adviser firm.
What exams has Robert Heaton passed?
Robert Heaton has passed 3 licensing exams: the Series 63, Series 22 and Series 6. The earliest, the Series 63, was passed in May 1987.
Where is Robert Heaton based?
Robert Heaton’s registered office is in Cedar Falls, IA.
Is Robert Heaton registered with FINRA?
No. Robert Heaton has no current broker registration.
How can I verify Robert Heaton’s record?
Search CRD 1674580 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Heaton’s full registration record.
