Jacob Gorman has been an investment adviser representative at K2 Financial since November 2023, and is not listed among the firm’s executive officers or direct owners. Jacob Gorman holds a BS Biology from Point Loma Nazarene University.
K2 Financial Inc. is a Glendora, CA firm with $192M under management, 393 clients and 8 advisers across 3 offices, as of its March 2026 filing.
Jacob Gorman is Financial Advisor of K2 Financial Partners. After earning a bachelor's degree in biology, Gorman held various positions and then worked at a small insurance agency before moving into finance. Gorman joined K2 after learning about the firm from a friend, Kyle Douthit.
Jacob Gorman’s longest registration is the current one, 2 years at Lincoln Investment since 2023. Before joining K2 Financial in 2023, Jacob Gorman was registered through Fidelity Personal and Workplace Advisors and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Lincoln InvestmentAlso current– present · 2 yearsGlendora, CA · Adviser representative · Firm CRD 519
- Fidelity Personal and Workplace Advisors– · under a yearCrestline, CA · Adviser representative · Firm CRD 288590
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · under a yearLake Arrowhead, CA · Adviser representative · Firm CRD 7691
Professional designations
Listed by K2 Financial
- CERTIFIED FINANCIAL PLANNER® Professional
Investment adviser representative registrations
Jacob Gorman is registered as an investment adviser representative in California, since November 2023.
- CaliforniaSince 16 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 27 December 2022 |
| Series 7TO | General Securities Representative Examination | 28 November 2022 |
| SIE | Securities Industry Essentials Examination | 23 September 2022 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Jacob T Gorman
- CRD
- 7639671
- Firm
- K2 Financial · CRD 300913
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 2023
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- k2financialpartners.com
Where does Jacob Gorman work?
Jacob Gorman is an investment adviser representative registered through K2 Financial Inc. since November 2023, and is not listed among the firm’s executive officers or direct owners.
Is Jacob Gorman a financial advisor?
Yes. Jacob Gorman has a current investment-adviser registration in California, through K2 Financial since November 2023.
How many years of experience does Jacob Gorman have?
Jacob Gorman has 3 years in the financial industry, since January 2023, across 4 adviser firms.
What exams has Jacob Gorman passed?
Jacob Gorman has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in September 2022.
Where did Jacob Gorman work before K2 Financial?
Before K2 Financial, Jacob Gorman was registered through Fidelity Personal and Workplace Advisors, October 2023 to October 2023; Merrill Lynch, Pierce, Fenner & Smith Incorporated, January 2023 to August 2023.
Is Jacob Gorman registered with FINRA?
Yes. Jacob Gorman has a current broker registration, under CRD 7639671.
Source: FINRA BrokerCheck
Is Jacob Gorman a CFP?
K2 Financial lists Jacob Gorman with the CFP credential (“CERTIFIED FINANCIAL PLANNER® Professional”) on its website. CFP Board confirms certification status.
How can I verify Jacob Gorman’s record?
Search CRD 7639671 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jacob Gorman’s full registration record.
