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Iain Cummings

Non Executive Director Rathbones Investment Management LTD at Rathbones Investment Management Limited

Officer record from the firm’s Form ADVForm ADV filed 14 July 2026

Iain Cummings is Non Executive Director Rathbones Investment Management LTD of Rathbones Investment Management Limited, a Liverpool investment adviser.

Role at Rathbones Investment Management Limited

Title on Schedule A
Non Executive Director Rathbones Investment Management LTD
Control
Iain Cummings is not a control person of Rathbones Investment Management Limited.
Ownership
An individual ownership band is not available in the source record.
Tenure
Iain Cummings has held the filed role since October 2021.

The firm

Rathbones Investment Management Limited
Liverpool,

Form ADV filed 14 July 2026

$135B AUM150,885 clients725 advisers19 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Iain Cummings is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Iain Cummings
CRD
7450597
Firm
Rathbones Investment Management Limited
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Rathbones identifies Iain Cummings as an independent non-executive director and Chair of the Audit Committee. He is a Fellow of the Institute of Chartered Accountants in England & Wales and was a KPMG partner for over 24 years. Rathbones Group Plc

Common questions

Where does Iain Cummings work?

Iain Cummings has been Non Executive Director Rathbones Investment Management LTD of Rathbones Investment Management Limited since October 2021.

Source: Form ADV, Schedule A, filed 14 July 2026

Leadership at Rathbones Investment Management Limited

Sources

  1. IAPD individual lookup, CRD 7450597. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Rathbones Investment Management Limited, filed 14 July 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Iain Cummings or Rathbones Investment Management Limited and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.