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Annette Dowden

Chief Compliance Officer at Rathbones Investment Management Limited

Officer record from the firm’s Form ADVForm ADV filed 14 July 2026

Annette Dowden is Chief Compliance Officer of Rathbones Investment Management Limited, a Liverpool investment adviser.

Role at Rathbones Investment Management Limited

Title on Schedule A
Chief Compliance Officer
Control
Annette Dowden is a control person of Rathbones Investment Management Limited.
Ownership
An individual ownership band is not available in the source record.
Tenure
Annette Dowden has held the filed role since January 2026.

The firm

Rathbones Investment Management Limited
Liverpool,

Form ADV filed 14 July 2026

$135B AUM150,885 clients725 advisers19 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Annette Dowden is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Annette Dowden
CRD
8211249
Firm
Rathbones Investment Management Limited
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Annette Dowden work?

Annette Dowden has been Chief Compliance Officer of Rathbones Investment Management Limited since January 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 14 July 2026

Leadership at Rathbones Investment Management Limited

Sources

  1. IAPD individual lookup, CRD 8211249. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Rathbones Investment Management Limited, filed 14 July 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Annette Dowden or Rathbones Investment Management Limited and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.