Howard Martinez has been an investment adviser representative at Prosperitas Financial since August 2024, and is not listed among the firm’s executive officers or direct owners.
Prosperitas Financial, LLC is a Valencia, CA firm with $812M under management, 2,138 clients and 23 advisers across 2 offices, as of its September 2026 filing.
Howard Martinez is Financial Advisor and Qualified Plan Specialist of Prosperitas Financial. Martinez implements, educates on and manages group retirement plans, and has over 20 years of experience in the financial services industry. He is bilingual in English and Spanish.
Howard Martinez’s longest registration was 9 years at LPL Financial LLC (2015–2024). Before joining Prosperitas Financial in 2024, Howard Martinez was registered through LPL Financial LLC and Morgan Stanley.
- Prosperitas Financial, LLCCurrent– present · 2 yearsValencia, CA · Adviser representative · Firm CRD 315768
- LPL Financial LLC– · 9 yearsBrea, CA · Adviser representative · Firm CRD 6413
- Morgan Stanley– · 5 yearsBrea, CA · Adviser representative · Firm CRD 149777
- Morgan Stanley & Co. Incorporated– · 2 yearsBrea, CA · Adviser representative · Firm CRD 8209
- Morgan Stanley– · under a yearBrea, CA · Adviser representative · Firm CRD 7556
Professional designations
Listed by Prosperitas Financial
- Certified Plan Fiduciary Advisor® (CPFA®)
Investment adviser representative registrations
Howard Martinez is registered as an investment adviser representative in California, since August 2024.
- CaliforniaSince 6 August 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 11 May 2006 |
| Series 66 | Uniform Combined State Law Examination | 25 April 2006 |
| Series 7 | General Securities Representative Examination | 4 April 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 5088792
- Firm
- Prosperitas Financial · CRD 315768
- Office
- 25060 AVENUE STANFORD, SUITE 100, Valencia, CA 91355
- Registration
- Investment adviser registration
- In the industry since
- April 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- prosperitasfin.com
Where does Howard Martinez work?
Howard Martinez is an investment adviser representative registered through Prosperitas Financial, LLC since August 2024, and is not listed among the firm’s executive officers or direct owners.
Is Howard Martinez a financial advisor?
Yes. Howard Martinez has a current investment-adviser registration in California, through Prosperitas Financial since August 2024.
How many years of experience does Howard Martinez have?
Howard Martinez has 20 years in the financial industry, since April 2006, across 5 adviser firms.
What exams has Howard Martinez passed?
Howard Martinez has passed 3 licensing exams: the Series 7, Series 66 and Series 31. The earliest, the Series 7, was passed in April 2006. FINRA credited Howard Martinez with the SIE, which began in October 2018.
Where did Howard Martinez work before Prosperitas Financial?
Before Prosperitas Financial, Howard Martinez was registered through Morgan Stanley, June 2009 to February 2015; Morgan Stanley & Co. Incorporated, April 2007 to June 2009; Morgan Stanley, April 2006 to April 2007.
Where is Howard Martinez based?
Howard Martinez’s registered office is in Valencia, CA.
Is Howard Martinez registered with FINRA?
No. Howard Martinez has no current broker registration.
How can I verify Howard Martinez’s record?
Search CRD 5088792 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Howard Martinez’s full registration record.
