Howard Marshall has been an investment adviser representative at Safe Harbor Fiduciary since March 2023, and is not listed among the firm’s executive officers or direct owners.
Safe Harbor Fiduciary, LLC is a Pensacola, FL firm with $130M under management, 346 clients and 3 advisers across 3 offices, as of its March 2026 filing.
Howard Marshall’s longest registration was 3 years at Morgan Keegan & Company, Inc. (2003–2006). Before joining Safe Harbor Fiduciary in 2023, Howard Marshall was registered through Ameriprise Financial Services, Inc. and Allstate Financial Advisors, LLC.
- Safe Harbor Fiduciary, LLCCurrent– present · 3 yearsSt. Simons Island, GA · Adviser representative · Firm CRD 169659
- Ameriprise Financial Services, Inc.– · 2 yearsAtlanta, GA · Adviser representative · Firm CRD 6363
- Allstate Financial Advisors, LLC– · under a yearAtlanta, GA · Adviser representative · Firm CRD 109524
- Synovus Securities, Inc.– · 2 yearsAtlanta, GA · Adviser representative · Firm CRD 14023
- Morgan Keegan & Company, Inc.– · 3 yearsAtlanta, GA · Adviser representative · Firm CRD 4161
Investment adviser representative registrations
Howard Marshall is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from March 2023; the most recent is Georgia, in April 2023.
- GeorgiaSince 20 April 2023
- TexasResidentSince 20 March 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 January 2023 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 February 1991 |
| Series 7 | General Securities Representative Examination | 23 January 1991 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Howard Bruce Marshall
- CRD
- 2121441
- Firm
- Safe Harbor Fiduciary · CRD 169659
- Office
- St. Simons Island, GA
- Registration
- Investment adviser registration
- In the industry since
- March 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Howard Marshall work?
Howard Marshall is an investment adviser representative registered through Safe Harbor Fiduciary, LLC since March 2023, and is not listed among the firm’s executive officers or direct owners.
Is Howard Marshall a financial advisor?
Yes. Howard Marshall has a current investment-adviser registration in Georgia and Texas, through Safe Harbor Fiduciary since March 2023.
How many years of experience does Howard Marshall have?
Howard Marshall has 12 years in the financial industry, since March 2014, across 5 adviser firms.
What exams has Howard Marshall passed?
Howard Marshall has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in January 1991.
Where did Howard Marshall work before Safe Harbor Fiduciary?
Before Safe Harbor Fiduciary, Howard Marshall was registered through Ameriprise Financial Services, Inc., November 2011 to March 2014; Allstate Financial Advisors, LLC, October 2011 to November 2011; Synovus Securities, Inc., November 2006 to September 2009; Morgan Keegan & Company, Inc., February 2003 to November 2006.
Where is Howard Marshall based?
Howard Marshall’s registered office is in St. Simons Island, GA.
Is Howard Marshall registered with FINRA?
No. Howard Marshall has no current broker registration.
How can I verify Howard Marshall’s record?
Search CRD 2121441 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Howard Marshall’s full registration record.