Howard Aschwald has been an investment adviser representative at Delta Investment Management since April 2022, and is not listed among the firm’s executive officers or direct owners.
Delta Investment Management, LLC is a San Francisco, CA firm with $857M under management, 1,099 clients and 25 advisers across 11 offices, as of its April 2026 filing.
Howard Aschwald is an investment advisor at Delta Investment Management. He has over 35 years of industry experience as an investment professional with a background as a technology analyst and portfolio manager.
Howard Aschwald’s longest registration was 10 years at Quantum Capital Management (2010–2020). Before joining Delta Investment Management in 2022, Howard Aschwald was registered through Lido Advisors and Quantum Capital Management.
- – present · 4 yearsSan Francisco, CA · Adviser representative · Firm CRD 149596
- Lido Advisors– · 1 yearSan Francisco, CA · Adviser representative · Firm CRD 269866
- Quantum Capital Management– · 10 yearsSan Francisco, CA · Adviser representative · Firm CRD 143150
- QCM, LLC– · 1 yearCorte Madera, CA · Adviser representative · Firm CRD 143150
- Quantum Capital Management Co– · 10 yearsCorte Madera, CA · Adviser representative · Firm CRD 106763
Investment adviser representative registrations
Howard Aschwald is registered as an investment adviser representative in California, since April 2022.
- CaliforniaSince 1 April 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 4 May 1983 |
| Series 7 | General Securities Representative Examination | 16 April 1983 |
| Series 22 | Direct Participation Programs Representative Examination | 14 December 1982 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Full name
- Howard Bernard Aschwald
- CRD
- 1080548
- Firm
- Delta Investment Management · CRD 149596
- Office
- San Francisco, CA
- Registration
- Investment adviser registration
- In the industry since
- February 1998
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- deltaim.com
Where does Howard Aschwald work?
Howard Aschwald is an investment adviser representative registered through Delta Investment Management, LLC since April 2022, and is not listed among the firm’s executive officers or direct owners.
Is Howard Aschwald a financial advisor?
Yes. Howard Aschwald has a current investment-adviser registration in California, through Delta Investment Management since April 2022.
How many years of experience does Howard Aschwald have?
Howard Aschwald has 28 years in the financial industry, since February 1998, across 4 adviser firms.
What exams has Howard Aschwald passed?
Howard Aschwald has passed 3 licensing exams: the Series 22, Series 7 and Series 63. The earliest, the Series 22, was passed in December 1982.
Where did Howard Aschwald work before Delta Investment Management?
Before Delta Investment Management, Howard Aschwald was registered through Quantum Capital Management, January 2010 to December 2020; QCM, LLC, May 2007 to December 2008; Quantum Capital Management Co, October 1996 to February 2007.
Where is Howard Aschwald based?
Howard Aschwald’s registered office is in San Francisco, CA.
Is Howard Aschwald registered with FINRA?
No. Howard Aschwald has no current broker registration.
How can I verify Howard Aschwald’s record?
Search CRD 1080548 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Howard Aschwald’s full registration record.
