Heather Sontag has been Chief Financial Officer of Carlsbad Wealth Advisory Group since March 2023, is a control person of the firm and directly owns between 25% and 50% of it.
Carlsbad Wealth Advisory Group, Inc. is a Carlsbad, CA firm with $238M under management, 248 clients and 3 advisers in one office, as of its August 2026 filing.
- – present · 6 yearsCarlsbad, CA · Adviser representative · Firm CRD 146587
Investment adviser representative registrations
Heather Sontag is registered as an investment adviser representative in 2 states. The first approvals date from December 2019; the most recent is Texas, in April 2026.
- CaliforniaSince 2 December 2019
- TexasSince 30 April 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 December 2019 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 August 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Heather Morgan Wildonger Sontag
- CRD
- 7205987
- Firm
- Carlsbad Wealth Advisory Group · CRD 146587
- Role
- Chief Financial Officer
- Office
- 2011 PALOMAR AIRPORT RD STE 101, Carlsbad, CA 92011
- Registration
- Investment adviser registration
- In the industry since
- December 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Heather Sontag work?
Heather Sontag has been Chief Financial Officer of Carlsbad Wealth Advisory Group, Inc. since March 2023, and is a control person of the firm.
Is Heather Sontag a financial advisor?
Yes. Heather Sontag has a current investment-adviser registration in California and Texas, through Carlsbad Wealth Advisory Group since December 2019.
How many years of experience does Heather Sontag have?
Heather Sontag has 6 years in the financial industry, since December 2019, across 1 adviser firm.
What exams has Heather Sontag passed?
Heather Sontag has passed 2 licensing exams: the Series 63 and Series 65. The earliest, the Series 63, was passed in August 2019.
Where is Heather Sontag based?
Heather Sontag’s registered office is in Carlsbad, CA.
Is Heather Sontag registered with FINRA?
No. Heather Sontag has no current broker registration.
How can I verify Heather Sontag’s record?
Search CRD 7205987 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Heather Sontag’s full registration record.