He Ma has been an investment adviser representative at CSP Financial Group since June 2024, and is not listed among the firm’s executive officers or direct owners.
CSP Financial Group LLC is a Scottsdale, AZ firm with $151M under management, 397 clients and 21 advisers across 18 offices, as of its September 2026 filing.
He Ma’s longest registration was 6 years at Lifetyme Financial Advisors, LLC (2017–2024). Before joining CSP Financial Group in 2024, He Ma was registered through Lifetyme Financial Advisors, LLC and Transamerica Financial Advisors, Inc.
- CSP Financial Group LLCCurrent– present · 2 yearsPhoenix, AZ · Adviser representative · Firm CRD 310819
- Lifetyme Financial Advisors, LLC– · 6 yearsScottsdale, AZ · Adviser representative · Firm CRD 159809
- Transamerica Financial Advisors, Inc.– · 1 yearMesa, AZ · Adviser representative · Firm CRD 16164
- Primerica Advisors– · under a yearTinton Falls, NJ · Adviser representative · Firm CRD 10111
Investment adviser representative registrations
He Ma is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in June 2024.
- ArizonaSince 17 June 2024
- TexasResidentSince 10 June 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 27 November 2013 |
| Series 65 | Uniform Investment Adviser Law Examination | 2 November 2013 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 June 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 6007638
- Firm
- CSP Financial Group · CRD 310819
- Office
- Phoenix, AZ
- Registration
- Investment adviser registration
- In the industry since
- November 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does He Ma work?
He Ma is an investment adviser representative registered through CSP Financial Group LLC since June 2024, and is not listed among the firm’s executive officers or direct owners.
Is He Ma a financial advisor?
Yes. He Ma has a current investment-adviser registration in Arizona and Texas, through CSP Financial Group since June 2024.
How many years of experience does He Ma have?
He Ma has 10 years in the financial industry, since November 2015, across 4 adviser firms.
What exams has He Ma passed?
He Ma has passed 3 licensing exams: the Series 6, Series 65 and Series 63. The earliest, the Series 6, was passed in June 2013. FINRA credited He Ma with the SIE, which began in October 2018.
Where did He Ma work before CSP Financial Group?
Before CSP Financial Group, He Ma was registered through Lifetyme Financial Advisors, LLC, August 2017 to June 2024; Transamerica Financial Advisors, Inc., October 2014 to November 2015; Primerica Advisors, December 2013 to August 2014.
Where is He Ma based?
He Ma’s registered office is in Phoenix, AZ.
Is He Ma registered with FINRA?
No. He Ma has no current broker registration.
How can I verify He Ma’s record?
Search CRD 6007638 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes He Ma’s full registration record.
