Harpal Sangha has been an investment adviser representative at Heckman Financial & Insurance Services since February 2026, and is not listed among the firm’s executive officers or direct owners.
Heckman Financial & Insurance Services, Inc. is a San Jose, CA firm with $116M under management, 305 clients and 5 advisers across 3 offices, as of its May 2026 filing.
- – present · under a yearSan Jose, CA · Adviser representative · Firm CRD 111549
Investment adviser representative registrations
Harpal Sangha is registered as an investment adviser representative in California, since February 2026.
- CaliforniaSince 21 February 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 31 January 2026 |
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 8228007
- Firm
- Heckman Financial & Insurance Services · CRD 111549
- Office
- 333 W SANTA CLARA ST, SUITE 604, San Jose, CA 95113-1125
- Registration
- Investment adviser registration
- In the industry since
- February 2026
- Disciplinary history
- Not yet shown here · SEC record
Where does Harpal Sangha work?
Harpal Sangha is an investment adviser representative registered through Heckman Financial & Insurance Services, Inc. since February 2026, and is not listed among the firm’s executive officers or direct owners.
Is Harpal Sangha a financial advisor?
Yes. Harpal Sangha has a current investment-adviser registration in California, through Heckman Financial & Insurance Services since February 2026.
How many years of experience does Harpal Sangha have?
Harpal Sangha has 0 years in the financial industry, since February 2026, across 1 adviser firm.
What exams has Harpal Sangha passed?
Harpal Sangha passed the Series 65 in January 2026.
Where is Harpal Sangha based?
Harpal Sangha’s registered office is in San Jose, CA.
Is Harpal Sangha registered with FINRA?
No. Harpal Sangha has no current broker registration.
How can I verify Harpal Sangha’s record?
Search CRD 8228007 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Harpal Sangha’s full registration record.
