Eric Heckman has been President/Chief Compliance Officer of Heckman Financial & Insurance Services since September 1992, is a control person of the firm and directly owns 75% or more of it.
Heckman Financial & Insurance Services, Inc. is a San Jose, CA firm with $116M under management, 305 clients and 5 advisers across 3 offices, as of its May 2026 filing.
Eric Heckman is CEO of Heckman Financial and Insurance Services, Inc. For over 30 years, he has been the president of the firm. He is the founder of the Financial Knowledge Institute, a 501(c)3 nonprofit organization, and the author of "Worry Less Wealth." He has also served on the board for the Rotary for over 10 years.
Eric Heckman’s longest registration is the current one, 20 years at Heckman Financial & Insurance Services since 2005. Before joining Heckman Financial & Insurance Services in 2005, Eric Heckman was registered through On Investment Management Co and Eagle Strategies Corp.
- – present · 20 yearsSan Jose, CA · Adviser representative · Firm CRD 111549
- On Investment Management Co– · 5 yearsSan Jose, CA · Adviser representative · Firm CRD 105662
- Eagle Strategies Corp– · 2 yearsSan Jose, CA · Adviser representative · Firm CRD 110826
Professional designations
Listed by Heckman Financial & Insurance Services
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Chartered Financial Consultant (ChFC®)
- Chartered Life Underwriter (CLU®)
Investment adviser representative registrations
Eric Heckman is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from November 2005; the most recent is Texas, in January 2022.
- CaliforniaSince 7 November 2005
- TexasResidentSince 27 January 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 14 March 2006 |
| Series 7 | General Securities Representative Examination | 30 December 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 April 1992 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 6 April 1992 |
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Eric Ray Heckman
- CRD
- 2220911
- Firm
- Heckman Financial & Insurance Services · CRD 111549
- Role
- President/Chief Compliance Officer
- Office
- 333 W SANTA CLARA ST, SUITE 604, San Jose, CA 95113-1125
- Registration
- Investment adviser registration
- In the industry since
- January 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- wealthcreator.com
Where does Eric Heckman work?
Eric Heckman has been President/Chief Compliance Officer of Heckman Financial & Insurance Services, Inc. since September 1992, and is a control person of the firm.
Is Eric Heckman a financial advisor?
Yes. Eric Heckman has a current investment-adviser registration in California and Texas, through Heckman Financial & Insurance Services since November 2005.
How many years of experience does Eric Heckman have?
Eric Heckman has 24 years in the financial industry, since January 2002, across 3 adviser firms.
What exams has Eric Heckman passed?
Eric Heckman has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 24. The earliest, the Series 63, was passed in April 1992.
Where did Eric Heckman work before Heckman Financial & Insurance Services?
Before Heckman Financial & Insurance Services, Eric Heckman was registered through Eagle Strategies Corp, January 2002 to October 2004.
Where is Eric Heckman based?
Eric Heckman’s registered office is in San Jose, CA.
Is Eric Heckman registered with FINRA?
No. Eric Heckman has no current broker registration.
Is Eric Heckman a CFP?
Heckman Financial & Insurance Services lists Eric Heckman with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Eric Heckman’s record?
Search CRD 2220911 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Eric Heckman’s full registration record.