Guo Liu has been an investment adviser representative at Stone Steps Financial since May 2026, and is not listed among the firm’s executive officers or direct owners.
Stone Steps Financial, LLC is an Encinitas, CA firm with $147M under management, 138 clients and 4 advisers across 7 offices, as of its March 2026 filing.
- Stone Steps Financial, LLCCurrent– present · under a yearAlhambra, CA · Adviser representative · Firm CRD 175289
Investment adviser representative registrations
Guo Liu is registered as an investment adviser representative in California, since May 2026.
- CaliforniaSince 28 May 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 20 June 2022 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Guo Wei Liu
- CRD
- 7558840
- Firm
- Stone Steps Financial · CRD 175289
- Office
- Alhambra, CA
- Registration
- Investment adviser registration
- In the industry since
- October 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Guo Liu work?
Guo Liu is an investment adviser representative registered through Stone Steps Financial, LLC since May 2026, and is not listed among the firm’s executive officers or direct owners.
Is Guo Liu a financial advisor?
Yes. Guo Liu has a current investment-adviser registration in California, through Stone Steps Financial since May 2026.
How many years of experience does Guo Liu have?
Guo Liu has 3 years in the financial industry, since October 2022, across 1 adviser firm.
What exams has Guo Liu passed?
Guo Liu passed the Series 65 in June 2022.
Where is Guo Liu based?
Guo Liu’s registered office is in Alhambra, CA.
Is Guo Liu registered with FINRA?
No. Guo Liu has no current broker registration.
How can I verify Guo Liu’s record?
Search CRD 7558840 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Guo Liu’s full registration record.
- Kingston HollmanChief Compliance Officer
- Scott FrankManaging Member