Gregory Wertz has been an investment adviser representative at Strategy Asset Managers since December 2020, and is not listed among the firm’s executive officers or direct owners.
Strategy Asset Managers L.L.C. is a Pasadena, CA firm with $930M under management, 633 clients and 10 advisers across 3 offices, as of its June 2026 filing.
- – present · 5 yearsWestport, CT · Adviser representative · Firm CRD 109939
Investment adviser representative registrations
Gregory Wertz is registered as an investment adviser representative in Connecticut, since December 2020.
- ConnecticutSince 2 December 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 December 2020 |
| Series 55 | Limited Representative-Equity Trader Exam | 19 January 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 June 1994 |
| Series 7 | General Securities Representative Examination | 17 July 1991 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Gregory Richard Wertz
- CRD
- 2164732
- Firm
- Strategy Asset Managers · CRD 109939
- Office
- 274 Riverside Ave,, Penhouse, Westport, CT 06880
- Registration
- Investment adviser registration
- In the industry since
- December 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does Gregory Wertz work?
Gregory Wertz is an investment adviser representative registered through Strategy Asset Managers L.L.C. since December 2020, and is not listed among the firm’s executive officers or direct owners.
Is Gregory Wertz a financial advisor?
Yes. Gregory Wertz has a current investment-adviser registration in Connecticut, through Strategy Asset Managers since December 2020.
How many years of experience does Gregory Wertz have?
Gregory Wertz has 5 years in the financial industry, since December 2020, across 1 adviser firm.
What exams has Gregory Wertz passed?
Gregory Wertz has passed 4 licensing exams: the Series 7, Series 63, Series 55 and Series 65. The earliest, the Series 7, was passed in July 1991.
Where is Gregory Wertz based?
Gregory Wertz’s registered office is in Westport, CT.
Is Gregory Wertz registered with FINRA?
No. Gregory Wertz has no current broker registration.
How can I verify Gregory Wertz’s record?
Search CRD 2164732 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gregory Wertz’s full registration record.