Gregory Lichtenstein has been an investment adviser representative at Ethos Capital Management since February 2022, and is not listed among the firm’s executive officers or direct owners. Gregory Lichtenstein holds a Bachelor of Business Administration in Financial Planning from Temple University and a Master of Science in Financial Analysis from Temple University.
Ethos Capital Management, Inc. is a Newtown, PA firm with $155M under management, 181 clients and 4 advisers across 3 offices, as of its April 2026 filing.
Greg Lichtenstein is Investment Advisor Representative and Certified Financial Planner of Ethos Capital Management, Inc. He plays a key role in building and maintaining customized investment strategies for clients in, or nearing retirement, integrating risk management, tax-aware investment selection and long-term portfolio design. He collaborates closely with the firm's senior advisor to help clients execute those strategies.
Professional designations
Listed by Ethos Capital Management
- CFP®
Investment adviser representative registrations
Gregory Lichtenstein is registered as an investment adviser representative in 3 states. The first approvals date from February 2022; the most recent is Texas, in May 2026.
- New JerseySince 8 February 2022
- PennsylvaniaSince 7 February 2022
- TexasSince 8 May 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 6 February 2022 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Gregory Michael Lichtenstein
- CRD
- 7138993
- Firm
- Ethos Capital Management · CRD 313145
- Registration
- Investment adviser registration
- In the industry since
- February 2022
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- ethoscapitalmgt.com
Where does Gregory Lichtenstein work?
Gregory Lichtenstein is an investment adviser representative registered through Ethos Capital Management, Inc. since February 2022, and is not listed among the firm’s executive officers or direct owners.
Is Gregory Lichtenstein a financial advisor?
Yes. Gregory Lichtenstein has a current investment-adviser registration in New Jersey, Pennsylvania and Texas, through Ethos Capital Management since February 2022.
How many years of experience does Gregory Lichtenstein have?
Gregory Lichtenstein has 4 years in the financial industry, since February 2022, across 1 adviser firm.
What exams has Gregory Lichtenstein passed?
Gregory Lichtenstein passed the Series 65 in February 2022.
Is Gregory Lichtenstein registered with FINRA?
No. Gregory Lichtenstein has no current broker registration.
Is Gregory Lichtenstein a CFP?
Ethos Capital Management lists Gregory Lichtenstein with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
Source: Greg Lichtenstein, CFP® biography, ethoscapitalmgt.com
How can I verify Gregory Lichtenstein’s record?
Search CRD 7138993 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gregory Lichtenstein’s full registration record.
