Noreen Toto is a control person of Ethos Capital Management and directly owns between 50% and 75% of it.
Ethos Capital Management is an investment adviser based in Newtown, PA, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $155 million, as filed on 16 April 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 6838338
- Firm
- Ethos Capital Management · CRD 313145
- Role
- Member
- In role since
- February 2021 · 5 years
- Control person
- Yes
- Direct ownership
- 50% to 75%
- Firm headquarters
- Newtown, PA
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Noreen Toto work?
Noreen Toto has held the title Member at Ethos Capital Management, Inc. since February 2021, and is a control person of the firm.
How can I verify Noreen Toto’s record?
Noreen Toto’s role is listed on Ethos Capital Management, Inc.’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 313145.
