Grant Moulton has been an investment adviser representative at Prosperitas Financial since October 2025, and is not listed among the firm’s executive officers or direct owners. Grant Moulton holds a Bachelor's degree in Financial Economics from the University of Maryland.
Prosperitas Financial, LLC is a Valencia, CA firm with $812M under management, 2,138 clients and 23 advisers across 2 offices, as of its September 2026 filing.
Grant Moulton is Financial Advisor of Prosperitas Financial. He has over a decade of experience in banking and investment advisory roles. He is focused on expanding the firm's presence in Southern California, and his work includes helping families prepare for retirement and coordinating tax strategies with CPAs.
Grant Moulton’s longest registration was 3 years at Raymond James Financial Services Advisors, Inc (2022–2025). Before joining Prosperitas Financial in 2025, Grant Moulton was registered through Raymond James Financial Services Advisors, Inc and Belpointe Asset Management LLC.
- Prosperitas Financial, LLCCurrent– present · 1 yearValencia, CA · Adviser representative · Firm CRD 315768
- Raymond James Financial Services Advisors, Inc– · 3 yearsBrea, CA · Adviser representative · Firm CRD 149018
- Belpointe Asset Management LLC– · 1 yearEugene, OR · Adviser representative · Firm CRD 143440
- LPL Financial LLC– · under a yearEugene, OR · Adviser representative · Firm CRD 6413
- Edward Jones– · 2 yearsMedford, OR · Adviser representative · Firm CRD 250
Professional designations
Listed by Prosperitas Financial
- Accredited Portfolio Management Advisor (APMA®)
- Chartered Retirement Plans Specialist (CRPS®)
- Wealth Management Specialist (WMS®)
Investment adviser representative registrations
Grant Moulton is registered as an investment adviser representative in California, since October 2025.
- CaliforniaSince 1 October 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 15 November 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 3 April 2013 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- CRD
- 6168407
- Firm
- Prosperitas Financial · CRD 315768
- Office
- 25060 AVENUE STANFORD, SUITE 100, Valencia, CA 91355
- Registration
- Investment adviser registration
- In the industry since
- March 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- prosperitasfin.com
Where does Grant Moulton work?
Grant Moulton is an investment adviser representative registered through Prosperitas Financial, LLC since October 2025, and is not listed among the firm’s executive officers or direct owners.
Is Grant Moulton a financial advisor?
Yes. Grant Moulton has a current investment-adviser registration in California, through Prosperitas Financial since October 2025.
How many years of experience does Grant Moulton have?
Grant Moulton has 12 years in the financial industry, since March 2014, across 5 adviser firms.
What exams has Grant Moulton passed?
Grant Moulton has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2013. FINRA credited Grant Moulton with the SIE, which began in October 2018.
Where did Grant Moulton work before Prosperitas Financial?
Before Prosperitas Financial, Grant Moulton was registered through Raymond James Financial Services Advisors, Inc, April 2022 to September 2025; Belpointe Asset Management LLC, September 2020 to April 2022; LPL Financial LLC, November 2019 to September 2020; Edward Jones, June 2013 to May 2016.
Where is Grant Moulton based?
Grant Moulton’s registered office is in Valencia, CA.
Is Grant Moulton registered with FINRA?
No. Grant Moulton has no current broker registration.
How can I verify Grant Moulton’s record?
Search CRD 6168407 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Grant Moulton’s full registration record.
