Graham Enomoto has been an investment adviser representative at Sfga since August 2016, and is not listed among the firm’s executive officers or direct owners.
Sfga LLC is a Honolulu, HI firm with $110M under management, 458 clients and 5 advisers across 2 offices, as of its May 2026 filing.
Graham Enomoto’s longest registration is the current one, 10 years at Sfga since 2016. Before joining Sfga in 2016, Graham Enomoto was registered through J. W. Cole Advisors, Inc. and Financial Advisers of America, LLC.
- Independent Financial Group, LLCAlso current– present · 9 yearsAdviser representative · Firm CRD 7717
- – present · 10 yearsHonolulu, HI · Adviser representative · Firm CRD 168645
- J. W. Cole Advisors, Inc.– · 3 yearsTampa, FL · Adviser representative · Firm CRD 112294
- Financial Advisers of America, LLC– · 2 yearsHonolulu, HI · Adviser representative · Firm CRD 142170
- VSR Advisory Services– · 1 yearHonolulu, HI · Adviser representative · Firm CRD 14503
- Axa Advisors, LLC– · 1 yearHonolulu, HI · Adviser representative · Firm CRD 6627
Investment adviser representative registrations
Graham Enomoto is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from August 2016; the most recent is Texas, in April 2020.
- HawaiiSince 29 August 2016
- TexasResidentSince 15 April 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 21 January 2008 |
| Series 7 | General Securities Representative Examination | 27 December 2007 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 24 March 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 February 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Graham Tadahiko Enomoto
- CRD
- 5283799
- Firm
- Sfga · CRD 168645
- Office
- 1357 KAPIOLANI BLVD, STE 1140, Honolulu, HI 96814
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 2007
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Graham Enomoto work?
Graham Enomoto is an investment adviser representative registered through Sfga LLC since August 2016, and is not listed among the firm’s executive officers or direct owners.
Is Graham Enomoto a financial advisor?
Yes. Graham Enomoto has a current investment-adviser registration in Hawaii and Texas, through Sfga since August 2016.
How many years of experience does Graham Enomoto have?
Graham Enomoto has 19 years in the financial industry, since July 2007, across 6 adviser firms.
What exams has Graham Enomoto passed?
Graham Enomoto has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 65. The earliest, the Series 63, was passed in February 2007. FINRA credited Graham Enomoto with the SIE, which began in October 2018.
Where did Graham Enomoto work before Sfga?
Before Sfga, Graham Enomoto was registered through Financial Advisers of America, LLC, May 2011 to May 2013; VSR Advisory Services, October 2009 to May 2011; Axa Advisors, LLC, January 2008 to October 2009.
Where is Graham Enomoto based?
Graham Enomoto’s registered office is in Honolulu, HI.
Is Graham Enomoto registered with FINRA?
Yes. Graham Enomoto has a current broker registration, under CRD 5283799.
Source: FINRA BrokerCheck
How can I verify Graham Enomoto’s record?
Search CRD 5283799 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Graham Enomoto’s full registration record.