George Rohloff holds the title ROSFP and Chief Compliance Officer at 1st Discount Brokerage, is not listed as a control person, but directly owns under 5% of the firm.
1st Discount Brokerage, Inc. is a Lake Worth, FL firm with $131M under management, 219 clients and 8 advisers across 3 offices, as of its March 2026 filing.
- 1st Discount Brokerage, Inc.Current– present · 14 yearsLake Worth, FL · Adviser representative · Firm CRD 39164
Investment adviser representative registrations
George Rohloff is registered as an investment adviser representative in Florida, since August 2012.
- FloridaSince 30 August 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 57TO | Securities Trader Exam | 2 January 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 7 February 2014 |
| Series 4 | Registered Options Principal Examination | 23 August 2012 |
| Series 55 | Limited Representative-Equity Trader Exam | 4 December 2007 |
| Series 66 | Uniform Combined State Law Examination | 26 October 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 November 1991 |
| Series 7 | General Securities Representative Examination | 20 November 1991 |
- Name
- Operations Professional Examination
- Name
- Securities Trader Exam
- Name
- Investment Banking Registered Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Registered Options Principal Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- George Patrick Rohloff
- CRD
- 2160441
- Firm
- 1st Discount Brokerage · CRD 39164
- Role
- ROSFP; Chief Compliance Officer
- Office
- 8927 HYPOLUXO ROAD, SUITE A5, Lake Worth, FL 33467
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 1996
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does George Rohloff work?
George Rohloff holds the title ROSFP; Chief Compliance Officer at 1st Discount Brokerage, Inc.
Is George Rohloff a financial advisor?
Yes. George Rohloff has a current investment-adviser registration in Florida, through 1st Discount Brokerage since August 2012.
How many years of experience does George Rohloff have?
George Rohloff has 30 years in the financial industry, since September 1996, across 1 adviser firm.
What exams has George Rohloff passed?
George Rohloff has passed 9 licensing exams: the Series 7, Series 63, Series 66, Series 55, Series 4, Series 24, Series 99TO, Series 57TO and Series 79TO. The earliest, the Series 7, was passed in November 1991. FINRA credited George Rohloff with the SIE, which began in October 2018.
Where is George Rohloff based?
George Rohloff’s registered office is in Lake Worth, FL.
Is George Rohloff registered with FINRA?
Yes. George Rohloff has a current broker registration, under CRD 2160441.
Source: FINRA BrokerCheck
How can I verify George Rohloff’s record?
Search CRD 2160441 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish George Rohloff’s full registration record.