Aileen Gallagher has been FINOP of 1st Discount Brokerage since February 2008, is not listed as a control person, but directly owns under 5% of the firm.
1st Discount Brokerage, Inc. is a Lake Worth, FL firm with $131M under management, 219 clients and 8 advisers across 3 offices, as of its March 2026 filing.
No adviser firm registrations are on Aileen Gallagher’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 2 January 2023 |
| Series 27 | Financial and Operations Principal Examination | 8 February 2008 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Financial and Operations Principal Examination
- Full name
- Aileen M Gallagher
- CRD
- 4606132
- Firm
- 1st Discount Brokerage · CRD 39164
- Role
- FINOP
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Aileen Gallagher work?
Aileen Gallagher has been FINOP of 1st Discount Brokerage, Inc. since February 2008.
Does Aileen Gallagher have a current investment-adviser registration?
Aileen Gallagher has a current broker registration and no current investment-adviser registration.
What exams has Aileen Gallagher passed?
Aileen Gallagher has passed 3 licensing exams: the Series 27, Series 99TO and SIE. The earliest, the Series 27, was passed in February 2008.
Is Aileen Gallagher registered with FINRA?
Yes. Aileen Gallagher has a current broker registration, under CRD 4606132.
Source: FINRA BrokerCheck
How can I verify Aileen Gallagher’s record?
Search CRD 4606132 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Aileen Gallagher’s full registration record.