Gary Thomas has been an investment adviser representative at Turner Financial Group since November 2023, and is not listed among the firm’s executive officers or direct owners.
Turner Financial Group, Inc. is a Pace, FL firm with $230M under management, 620 clients and 8 advisers across 7 offices, as of its June 2026 filing.
Gary Thomas’ longest registration was 22 years at Resource Investment Architects, Inc. (1997–2019). Before joining Turner Financial Group in 2023, Gary Thomas was registered through Claraphi Advisory Network, LLC and Resource Investment Architects, Inc.
- Turner Financial Group, Inc.Current– present · 2 yearsSan Rafael, CA · Adviser representative · Firm CRD 134204
- Claraphi Advisory Network, LLC– · 4 yearsSan Rafael, CA · Adviser representative · Firm CRD 165868
- Resource Investment Architects, Inc.– · 22 yearsSan Rafael, CA · Adviser representative · Firm CRD 111894
Investment adviser representative registrations
Gary Thomas is registered as an investment adviser representative in California, since November 2023.
- CaliforniaSince 10 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 7 June 1989 |
| Series 24 | General Securities Principal Examination | 27 December 1985 |
| Series 7 | General Securities Representative Examination | 21 September 1985 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Gary Forrest Thomas
- CRD
- 1411067
- Firm
- Turner Financial Group · CRD 134204
- Office
- 4040 Civic Center Drive, Suite 200, San Rafael, CA 94903
- Registration
- Investment adviser registration
- In the industry since
- September 1985
- Disciplinary history
- Not yet shown here · SEC record
Where does Gary Thomas work?
Gary Thomas is an investment adviser representative registered through Turner Financial Group, Inc. since November 2023, and is not listed among the firm’s executive officers or direct owners.
Is Gary Thomas a financial advisor?
Yes. Gary Thomas has a current investment-adviser registration in California, through Turner Financial Group since November 2023.
How many years of experience does Gary Thomas have?
Gary Thomas has 41 years in the financial industry, since September 1985, across 3 adviser firms.
What exams has Gary Thomas passed?
Gary Thomas has passed 3 licensing exams: the Series 7, Series 24 and Series 63. The earliest, the Series 7, was passed in September 1985. FINRA credited Gary Thomas with the SIE, which began in October 2018.
Where did Gary Thomas work before Turner Financial Group?
Before Turner Financial Group, Gary Thomas was registered through Resource Investment Architects, Inc., July 1997 to December 2019.
Where is Gary Thomas based?
Gary Thomas’ registered office is in San Rafael, CA.
Is Gary Thomas registered with FINRA?
No. Gary Thomas has no current broker registration.
How can I verify Gary Thomas’ record?
Search CRD 1411067 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gary Thomas’ full registration record.