Andrew Tang has been CIO, CEO of Turner Financial Group since July 2021, is a control person of the firm and directly owns under 5% of it. Andrew Tang holds an Undergraduate degree in Economics from Boston University, a Certificate in Commodities Trading from New York University and a Certificate in Financial Planning from New York University.
Turner Financial Group, Inc. is a Pace, FL firm with $230M under management, 620 clients and 8 advisers across 7 offices, as of its June 2026 filing.
Andrew Tang is Chief Investment Officer of Turner Financial Group. He works closely with Andalus Capital on portfolio strategy and investment advisory. Tang has over 30 years of experience in the financial services industry, including leadership roles in wealth management, asset allocation and advisor platform development, and has held senior positions at Claraphi Advisory Network, National Asset Management, Wachovia Securities Financial Network and Sands Brothers & Co.
Andrew Tang’s longest registration was 8 years at National Asset Management, Inc. (2004–2013). Before joining Turner Financial Group in 2021, Andrew Tang was registered through Arete Wealth Advisors, LLC and Claraphi Advisory Network, LLC.
- Turner Financial Group, Inc.Current– present · 5 yearsNorthvale, NJ · Adviser representative · Firm CRD 134204
- Arete Wealth Advisors, LLC– · under a yearLong Island City, NY · Adviser representative · Firm CRD 145488
- Claraphi Advisory Network, LLC– · 7 yearsnew york, NY · Adviser representative · Firm CRD 165868
- National Asset Management, Inc.– · 8 yearsNew York, NY · Adviser representative · Firm CRD 115927
- Wachovia Securities Financial Network, Inc.– · under a yearNew York, NY · Adviser representative · Firm CRD 11025
Investment adviser representative registrations
Andrew Tang is registered as an investment adviser representative in 3 states. The first approvals date from May 2021; the most recent is Alabama, in June 2021.
- AlabamaSince 17 June 2021
- FloridaSince 4 May 2021
- New YorkSince 15 June 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 20 August 2007 |
| Series 65 | Uniform Investment Adviser Law Examination | 21 October 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 June 1999 |
| Series 7 | General Securities Representative Examination | 9 June 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 3157581
- Firm
- Turner Financial Group · CRD 134204
- Role
- CIO, CEO
- Office
- Northvale, NJ
- Registration
- Investment adviser registration
- In the industry since
- October 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- turnerfg.com
Where does Andrew Tang work?
Andrew Tang has been CIO, CEO of Turner Financial Group, Inc. since July 2021, and is a control person of the firm.
Is Andrew Tang a financial advisor?
Yes. Andrew Tang has a current investment-adviser registration in Alabama, Florida and New York, through Turner Financial Group since May 2021.
How many years of experience does Andrew Tang have?
Andrew Tang has 27 years in the financial industry, since October 1999, across 5 adviser firms.
What exams has Andrew Tang passed?
Andrew Tang has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in June 1999. FINRA credited Andrew Tang with the SIE, which began in October 2018.
Where did Andrew Tang work before Turner Financial Group?
Before Turner Financial Group, Andrew Tang was registered through Arete Wealth Advisors, LLC, January 2021 to January 2021; Claraphi Advisory Network, LLC, August 2013 to January 2021; National Asset Management, Inc., September 2004 to August 2013; Wachovia Securities Financial Network, Inc., June 2002 to December 2002.
Where is Andrew Tang based?
Andrew Tang’s registered office is in Northvale, NJ.
Is Andrew Tang registered with FINRA?
No. Andrew Tang has no current broker registration.
How can I verify Andrew Tang’s record?
Search CRD 3157581 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Tang’s full registration record.