Frederick Petrino has been an investment adviser representative at Windsor Capital Management since July 2009, and is not listed among the firm’s executive officers or direct owners.
Windsor Capital Management, LLC is a Phoenix, AZ firm with $703M under management, 543 clients and 5 advisers across 4 offices, as of its January 2026 filing.
Fred Petrino is Senior Vice President of Windsor Capital Management, LLC. He joined the firm in July 2009 and serves on its leadership team and investment committee. Before joining, he spent 17 years at Schwab Advisor Services, consulting with Registered Investment Advisors across as many as 22 states and, in leadership roles based in Chicago and Los Angeles, partnering with more than 400 RIA firms.
Frederick Petrino’s longest registration is the current one, 17 years at Windsor Capital Management since 2009. Before joining Windsor Capital Management in 2009, Frederick Petrino was registered through Payden & Rygel and Charles Schwab & Co., Inc.
- – present · 17 yearsPhoenix, AZ · Adviser representative · Firm CRD 116593
- Payden & Rygel– · 1 yearLos Angeles, CA · Adviser representative · Firm CRD 107160
- Charles Schwab & Co., Inc.– · 1 yearChicago, IL · Adviser representative · Firm CRD 5393
Investment adviser representative registrations
Frederick Petrino is registered as an investment adviser representative in 9 states, as a resident of Texas. The first approvals date from July 2009; the most recent is Arizona, in February 2022.
- ArizonaSince 1 February 2022
- ColoradoSince 3 January 2011
- FloridaSince 6 February 2015
- GeorgiaSince 21 June 2011
- IllinoisSince 29 July 2009
- MinnesotaSince 1 May 2017
- NebraskaSince 7 August 2009
- TexasResidentSince 16 January 2014
- WisconsinSince 29 July 2009
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 September 2004 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 20 January 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 June 1990 |
| Series 7 | General Securities Representative Examination | 19 May 1990 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Frederick Anthony Petrino
- CRD
- 1389177
- Firm
- Windsor Capital Management · CRD 116593
- Office
- 20860 NORTH TATUM BLVD., SUITE 220, Phoenix, AZ 85050
- Registration
- Investment adviser registration
- In the industry since
- October 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- windsoradvisor.com
Where does Frederick Petrino work?
Frederick Petrino is an investment adviser representative registered through Windsor Capital Management, LLC since July 2009, and is not listed among the firm’s executive officers or direct owners.
Is Frederick Petrino a financial advisor?
Yes. Frederick Petrino has a current investment-adviser registration in Arizona, Colorado, Florida, Georgia, Illinois, Minnesota, Nebraska, Texas and Wisconsin, through Windsor Capital Management since July 2009.
How many years of experience does Frederick Petrino have?
Frederick Petrino has 20 years in the financial industry, since October 2006, across 3 adviser firms.
What exams has Frederick Petrino passed?
Frederick Petrino has passed 4 licensing exams: the Series 7, Series 63, Series 8 and Series 65. The earliest, the Series 7, was passed in May 1990.
Where did Frederick Petrino work before Windsor Capital Management?
Before Windsor Capital Management, Frederick Petrino was registered through Payden & Rygel, February 2007 to July 2008; Charles Schwab & Co., Inc., September 2004 to January 2006.
Where is Frederick Petrino based?
Frederick Petrino’s registered office is in Phoenix, AZ.
Is Frederick Petrino registered with FINRA?
No. Frederick Petrino has no current broker registration.
How can I verify Frederick Petrino’s record?
Search CRD 1389177 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Frederick Petrino’s full registration record.