Frederick Brubaker has been an investment adviser representative at Prentiss Smith & Company since September 2021, and is not listed among the firm’s executive officers or direct owners.
Prentiss Smith & Company, Inc. is a Brattleboro, VT firm with $453M under management, 319 clients and 5 advisers across 2 offices, as of its June 2026 filing.
- – present · 5 yearsJohns Island, SC · Adviser representative · Firm CRD 110928
Investment adviser representative registrations
Frederick Brubaker is registered as an investment adviser representative in 5 states. The first approvals date from September 2021; the most recent is Massachusetts, in January 2022.
- MassachusettsSince 11 January 2022
- New HampshireSince 27 September 2021
- PennsylvaniaSince 27 September 2021
- TexasSince 27 September 2021
- VermontSince 27 September 2021
Examinations
No examinations are on Frederick Brubaker’s record.
- Full name
- Frederick A Brubaker
- CRD
- 7429297
- Firm
- Prentiss Smith & Company · CRD 110928
- Office
- Johns Island, SC
- Registration
- Investment adviser registration
- In the industry since
- September 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Frederick Brubaker work?
Frederick Brubaker is an investment adviser representative registered through Prentiss Smith & Company, Inc. since September 2021, and is not listed among the firm’s executive officers or direct owners.
Is Frederick Brubaker a financial advisor?
Yes. Frederick Brubaker has a current investment-adviser registration in Massachusetts, New Hampshire, Pennsylvania, Texas and Vermont, through Prentiss Smith & Company since September 2021.
How many years of experience does Frederick Brubaker have?
Frederick Brubaker has 5 years in the financial industry, since September 2021, across 1 adviser firm.
Where is Frederick Brubaker based?
Frederick Brubaker’s registered office is in Johns Island, SC.
Is Frederick Brubaker registered with FINRA?
No. Frederick Brubaker has no current broker registration.
How can I verify Frederick Brubaker’s record?
Search CRD 7429297 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Frederick Brubaker’s full registration record.