Elizabeth Smith is not listed as a control person, but directly owns between 10% and 25% of Prentiss Smith & Company.
Prentiss Smith & Company is an investment adviser based in Brattleboro, VT, registered with the SEC since 1982. It provides investment management. Its clients include individual clients, high-net-worth individuals, and corporations and other businesses. Its regulatory assets under management total $453 million, as filed on 18 June 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 5254561
- Firm
- Prentiss Smith & Company · CRD 110928
- Role
- Owner
- In role since
- January 2006 · 20 years
- Control person
- Not listed
- Direct ownership
- 10% to 25%
- Firm headquarters
- Brattleboro, VT
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Elizabeth Smith work?
Elizabeth Smith has been Owner of Prentiss Smith & Company, Inc. since January 2006.
How can I verify Elizabeth Smith’s record?
Elizabeth Smith’s role is listed on Prentiss Smith & Company, Inc.’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 110928.