Karlie Borst is a control person of Prentiss Smith & Company and directly owns under 5% of it.
Prentiss Smith & Company is an investment adviser based in Brattleboro, VT, registered with the SEC since 1982. It provides investment management. Its clients include individual clients, high-net-worth individuals, and corporations and other businesses. Its regulatory assets under management total $453 million, as filed on 18 June 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 2748793
- Firm
- Prentiss Smith & Company · CRD 110928
- Role
- Secretary, Vice President and Chief Compliance Officer
- In role since
- July 1993 · 33 years
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Brattleboro, VT
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Karlie Borst work?
Karlie Borst has been Secretary, Vice President and Chief Compliance Officer of Prentiss Smith & Company, Inc. since July 1993, and is a control person of the firm.
How can I verify Karlie Borst’s record?
Karlie Borst’s role is listed on Prentiss Smith & Company, Inc.’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 110928.