Frederic Perret has been an investment adviser representative at Horizons Sustainable Financial Services since August 2020, and is not listed among the firm’s executive officers or direct owners.
Horizons Sustainable Financial Services, Inc. is a Santa Fe, NM firm with $151M under management, 310 clients and 6 advisers across 6 offices, as of its January 2026 filing.
Frederic Perret’s longest registration was 15 years at Investment Advisors (2002–2017). Before joining Horizons Sustainable Financial Services in 2020, Frederic Perret was registered through First Affirmative Financial Network LLC and Investment Advisors.
- – present · 6 yearsBirmingham, AL · Adviser representative · Firm CRD 164970
- First Affirmative Financial Network LLC– · 2 yearsBirmingham, AL · Adviser representative · Firm CRD 109036
- Investment Advisors– · 15 yearsBirmingham, AL · Adviser representative · Firm CRD 15708
Investment adviser representative registrations
Frederic Perret is registered as an investment adviser representative in 2 states. The first approvals date from August 2020; the most recent is Alabama, in May 2021.
- AlabamaSince 4 May 2021
- New MexicoSince 14 August 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 8 October 2002 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 September 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 August 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Frederic Paul Perret
- CRD
- 2636651
- Firm
- Horizons Sustainable Financial Services · CRD 164970
- Office
- 300 Vestavia Parkway, Ste 2300, Birmingham, AL 35216
- Registration
- Investment adviser registration
- In the industry since
- January 1996
- Disciplinary history
- Not yet shown here · SEC record
Where does Frederic Perret work?
Frederic Perret is an investment adviser representative registered through Horizons Sustainable Financial Services, Inc. since August 2020, and is not listed among the firm’s executive officers or direct owners.
Is Frederic Perret a financial advisor?
Yes. Frederic Perret has a current investment-adviser registration in Alabama and New Mexico, through Horizons Sustainable Financial Services since August 2020.
How many years of experience does Frederic Perret have?
Frederic Perret has 30 years in the financial industry, since January 1996, across 3 adviser firms.
What exams has Frederic Perret passed?
Frederic Perret has passed 3 licensing exams: the Series 63, Series 6 and Series 65. The earliest, the Series 63, was passed in August 1995. FINRA credited Frederic Perret with the SIE, which began in October 2018.
Where did Frederic Perret work before Horizons Sustainable Financial Services?
Before Horizons Sustainable Financial Services, Frederic Perret was registered through Investment Advisors, October 2002 to December 2017.
Where is Frederic Perret based?
Frederic Perret’s registered office is in Birmingham, AL.
Is Frederic Perret registered with FINRA?
No. Frederic Perret has no current broker registration.
How can I verify Frederic Perret’s record?
Search CRD 2636651 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Frederic Perret’s full registration record.
