Career
Frank Zugaro has been National Vice President - Retirement Plan Solutions of Onedigital Investment Advisors since May 2023. Frank Zugaro is a control person of the firm and directly owns under 5% of it. Frank Zugaro holds an undergraduate degree in Mathematics Education from Kent State University.
Onedigital Investment Advisors LLC is an Overland Park, KS firm with $155B under management, 18,203 clients and 367 advisers across 174 offices, as of its April 2026 filing.
Frank Zugaro oversees OneDigital’s retirement plan advisory business as National Vice President of Retirement Solutions. His prior roles include regional vice president at a record-keeping firm, retirement plan consultant, and financial adviser.
- LPL Financial LLC– · 1 yearAkron, OH · Adviser representative · Firm CRD 6413
- Morgan Stanley– · under a yearAkron, OH · Adviser representative · Firm CRD 7556
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Ohio | Approved | 20 March 2025 |
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 21 February 2025 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 7 September 2001 |
| Series 66 | Uniform Combined State Law Examination | 6 September 2001 |
| Series 7 | General Securities Representative Examination | 15 August 2001 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Frank Edward Zugaro
- CRD
- 4418724
- Office
- Medina, OH
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Frank Zugaro work?
Frank Zugaro has been National Vice President - Retirement Plan Solutions of Onedigital Investment Advisors LLC since May 2023, and is a control person of the firm.
Is Frank Zugaro a financial advisor?
Yes. Frank Zugaro has a current investment-adviser registration in Ohio, through Onedigital Investment Advisors since March 2025.
How many years of experience does Frank Zugaro have?
Frank Zugaro has 22 years in the financial industry, since March 2004, across 3 adviser firms.
What exams has Frank Zugaro passed?
Frank Zugaro has passed 4 licensing exams: the Series 7, Series 66, Series 31 and Series 65. The earliest, the Series 7, was passed in August 2001. FINRA credited Frank Zugaro with the SIE, which began in October 2018.
Where did Frank Zugaro work before Onedigital Investment Advisors?
Before Onedigital Investment Advisors, Frank Zugaro was registered through LPL Financial LLC, May 2014 to October 2015; Morgan Stanley, January 2003 to May 2003.
Where is Frank Zugaro based?
Frank Zugaro’s registered office is in Medina, OH.