Frank Scott has been an investment adviser representative at Kelley Investments since April 2025, and is not listed among the firm’s executive officers or direct owners.
Kelley Investments, LLC is a firm with $238M under management, 216 clients and 3 advisers across 2 offices, as of its September 2026 filing.
Frank Scott’s longest registration was 7 years at Kelley Investments (2017–2024). Before joining Kelley Investments in 2025, Frank Scott was registered through Linsco/Private Ledger Corp.
- Linsco/Private Ledger Corp.– · 4 yearsDel Mar, CA · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Frank Scott is registered as an investment adviser representative in California, since April 2025.
- CaliforniaSince 15 April 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 15 August 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 13 January 2000 |
| Series 66 | Uniform Combined State Law Examination | 1 November 1999 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Full name
- Frank Laurence Scott
- CRD
- 4029346
- Firm
- Kelley Investments · CRD 119099
- Office
- Del Mar, CA
- Registration
- Investment adviser registration
- In the industry since
- January 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Frank Scott work?
Frank Scott is an investment adviser representative registered through Kelley Investments, LLC since April 2025, and is not listed among the firm’s executive officers or direct owners.
Is Frank Scott a financial advisor?
Yes. Frank Scott has a current investment-adviser registration in California, through Kelley Investments since April 2025.
How many years of experience does Frank Scott have?
Frank Scott has 16 years in the financial industry, since January 2010, across 2 adviser firms.
What exams has Frank Scott passed?
Frank Scott has passed 3 licensing exams: the Series 66, Series 7 and Series 65. The earliest, the Series 66, was passed in November 1999. FINRA credited Frank Scott with the SIE, which began in October 2018.
Where did Frank Scott work before Kelley Investments?
Before Kelley Investments, Frank Scott was registered through Linsco/Private Ledger Corp., December 2001 to February 2006.
Where is Frank Scott based?
Frank Scott’s registered office is in Del Mar, CA.
Is Frank Scott registered with FINRA?
No. Frank Scott has no current broker registration.
How can I verify Frank Scott’s record?
Search CRD 4029346 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Frank Scott’s full registration record.
