Frank Manziano has been an investment adviser representative at Caitlin John since September 2026, and is not listed among the firm’s executive officers or direct owners.
Caitlin John, LLC is a Brighton, MI firm with $215M under management, 602 clients and 25 advisers across 14 offices, as of its September 2026 filing.
Frank Manziano’s longest registration was 5 years at Hennion & Walsh Asset Management, Inc. (2007–2013). Before joining Caitlin John in 2026, Frank Manziano was registered through Hennion & Walsh Asset Management, Inc. and Sound Financial Advice, LLC.
- Simplyria Advisor NetworkCurrent– present · under a yearPark Ridge, NJ · Adviser representative · Firm CRD 154494
- Hennion & Walsh Asset Management, Inc.– · 5 yearsParsippany, NJ · Adviser representative · Firm CRD 126236
- Sound Financial Advice, LLC– · 3 yearsRamsey, NJ · Adviser representative · Firm CRD 127811
Investment adviser representative registrations
Frank Manziano is registered as an investment adviser representative in New Jersey, since September 2026.
- New JerseySince 11 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 6 May 2013 |
| Series 7 | General Securities Representative Examination | 22 August 2007 |
| Series 31 | Futures Managed Funds Examination | 28 April 2003 |
| Series 66 | Uniform Combined State Law Examination | 30 September 1999 |
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Full name
- Frank James Manziano
- CRD
- 3271073
- Firm
- Caitlin John · CRD 154494
- Office
- Park Ridge, NJ
- Registration
- Investment adviser registration
- In the industry since
- November 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Frank Manziano work?
Frank Manziano is an investment adviser representative registered through Caitlin John, LLC since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Frank Manziano a financial advisor?
Yes. Frank Manziano has a current investment-adviser registration in New Jersey, through Caitlin John since September 2026.
How many years of experience does Frank Manziano have?
Frank Manziano has 9 years in the financial industry, since November 2016, across 3 adviser firms.
What exams has Frank Manziano passed?
Frank Manziano has passed 4 licensing exams: the Series 66, Series 31, Series 7 and Series 24. The earliest, the Series 66, was passed in September 1999.
Where did Frank Manziano work before Caitlin John?
Before Caitlin John, Frank Manziano was registered through Hennion & Walsh Asset Management, Inc., July 2007 to June 2013; Sound Financial Advice, LLC, August 2003 to July 2007.
Where is Frank Manziano based?
Frank Manziano’s registered office is in Park Ridge, NJ.
Is Frank Manziano registered with FINRA?
No. Frank Manziano has no current broker registration.
How can I verify Frank Manziano’s record?
Search CRD 3271073 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Frank Manziano’s full registration record.