Feliks Zlochistyy has been an investment adviser representative at First Wilshire Securities Management since September 2014, and is not listed among the firm’s executive officers or direct owners.
First Wilshire Securities Management, Inc. is a Pasadena, CA firm with $415M under management, 286 clients and 6 advisers in one office, as of its May 2026 filing.
Feliks Zlochistyy’s longest registration is the current one, 12 years at First Wilshire Securities Management since 2014. Before joining First Wilshire Securities Management in 2014, Feliks Zlochistyy was registered through First Wilshire Securities Management, Inc.
- – present · 12 yearsPasadena, CA · Adviser representative · Firm CRD 171971
- First Wilshire Securities Management, Inc.– · 8 yearsPasadena, CA · Adviser representative · Firm CRD 6609
Investment adviser representative registrations
Feliks Zlochistyy is registered as an investment adviser representative in California, since September 2014.
- CaliforniaSince 12 September 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 27 | Financial and Operations Principal Examination | 16 June 2006 |
| Series 66 | Uniform Combined State Law Examination | 31 May 2006 |
| Series 7 | General Securities Representative Examination | 22 May 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Financial and Operations Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 5138497
- Firm
- First Wilshire Securities Management · CRD 171971
- Office
- 200 SOUTH LOS ROBLES AVE., SUITE 620, Pasadena, CA 91101
- Registration
- Investment adviser registration
- In the industry since
- May 2006
- Disciplinary history
- Not yet shown here · SEC record
Where does Feliks Zlochistyy work?
Feliks Zlochistyy is an investment adviser representative registered through First Wilshire Securities Management, Inc. since September 2014, and is not listed among the firm’s executive officers or direct owners.
Is Feliks Zlochistyy a financial advisor?
Yes. Feliks Zlochistyy has a current investment-adviser registration in California, through First Wilshire Securities Management since September 2014.
How many years of experience does Feliks Zlochistyy have?
Feliks Zlochistyy has 20 years in the financial industry, since May 2006, across 2 adviser firms.
What exams has Feliks Zlochistyy passed?
Feliks Zlochistyy has passed 3 licensing exams: the Series 7, Series 66 and Series 27. The earliest, the Series 7, was passed in May 2006. FINRA credited Feliks Zlochistyy with the SIE, which began in October 2018.
Where is Feliks Zlochistyy based?
Feliks Zlochistyy’s registered office is in Pasadena, CA.
Is Feliks Zlochistyy registered with FINRA?
No. Feliks Zlochistyy has no current broker registration.
How can I verify Feliks Zlochistyy’s record?
Search CRD 5138497 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Feliks Zlochistyy’s full registration record.
Howard LuPresident & CEO- Nicole GreenChief Operating Officer
- Nicole GreenChief Compliance Officer
Thomas HansonS.V.P.
Scott HoodChairman & CFO- William CatonPortfolio Manager