Ethan Favre has been an investment adviser representative at Caitlin John since June 2026, and is not listed among the firm’s executive officers or direct owners.
Caitlin John, LLC is a Brighton, MI firm with $215M under management, 602 clients and 25 advisers across 14 offices, as of its September 2026 filing.
Ethan Favre’s longest registration was 1 year at Northwestern Mutual Investment Services,llc (2025–2026). Before joining Caitlin John in 2026, Ethan Favre was registered through Northwestern Mutual Investment Services,llc.
- Simplyria Advisor NetworkCurrent– present · under a yearBlaine, MN · Adviser representative · Firm CRD 154494
- Northwestern Mutual Investment Services,llc– · 1 yearEdina, MN · Adviser representative · Firm CRD 2881
Investment adviser representative registrations
Ethan Favre is registered as an investment adviser representative in Minnesota, since June 2026.
- MinnesotaSince 11 June 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 21 December 2024 |
| Series 7TO | General Securities Representative Examination | 27 November 2024 |
| SIE | Securities Industry Essentials Examination | 1 May 2024 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Ethan Thomas Favre
- CRD
- 7738350
- Firm
- Caitlin John · CRD 154494
- Office
- 12760 Aberdeen St NE, Blaine, MN 55449
- Registration
- Investment adviser registration
- In the industry since
- February 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Ethan Favre work?
Ethan Favre is an investment adviser representative registered through Caitlin John, LLC since June 2026, and is not listed among the firm’s executive officers or direct owners.
Is Ethan Favre a financial advisor?
Yes. Ethan Favre has a current investment-adviser registration in Minnesota, through Caitlin John since June 2026.
How many years of experience does Ethan Favre have?
Ethan Favre has 1 year in the financial industry, since February 2025, across 2 adviser firms.
What exams has Ethan Favre passed?
Ethan Favre has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in May 2024.
Where did Ethan Favre work before Caitlin John?
Before Caitlin John, Ethan Favre was registered through Northwestern Mutual Investment Services,llc, January 2025 to March 2026.
Where is Ethan Favre based?
Ethan Favre’s registered office is in Blaine, MN.
Is Ethan Favre registered with FINRA?
No. Ethan Favre has no current broker registration.
How can I verify Ethan Favre’s record?
Search CRD 7738350 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ethan Favre’s full registration record.