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Ethan Alvarez

Investment adviser representative at Prosperitas Financial in Valencia, CA

Investment adviser registrationUpdated

Ethan Alvarez is an investment adviser representative at Prosperitas Financial, LLC, an investment adviser managing $812M, and works from its Valencia, CA office. Ethan Alvarez has been registered through Prosperitas Financial since 22 October 2025, has 1 year in the industry across 1 firm and has passed the Series 65.

1
Years in industry
1
Years at firm
1
Adviser firms
1
States registered

From the IAPD record, checked 24 October 2026SEC record

Career

Ethan Alvarez has been an investment adviser representative at Prosperitas Financial since October 2025, and is not listed among the firm’s executive officers or direct owners.

Prosperitas Financial, LLC is a Valencia, CA firm with $812M under management, 2,138 clients and 23 advisers across 2 offices, as of its September 2026 filing.

  1. – present · 1 year
    Valencia, CA · Adviser representative · Firm CRD 315768

Credentials and registrations

Investment adviser representative registrations

Ethan Alvarez is registered as an investment adviser representative in California, since October 2025.

  • CaliforniaSince 22 October 2025

Examinations

Series 659 October 2025
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Ethan Kameron Alvarez
CRD
8177665
Firm
Prosperitas Financial · CRD 315768
Office
25060 AVENUE STANFORD, SUITE 100, Valencia, CA 91355
Registration
Investment adviser registration
In the industry since
October 2025
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Ethan Alvarez work?

Ethan Alvarez is an investment adviser representative registered through Prosperitas Financial, LLC since October 2025, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 24 October 2026

Is Ethan Alvarez a financial advisor?

Yes. Ethan Alvarez has a current investment-adviser registration in California, through Prosperitas Financial since October 2025.

Source: IAPD individual record, checked 24 October 2026

How many years of experience does Ethan Alvarez have?

Ethan Alvarez has 1 year in the financial industry, since October 2025, across 1 adviser firm.

Source: IAPD individual record, checked 24 October 2026

What exams has Ethan Alvarez passed?

Ethan Alvarez passed the Series 65 in October 2025.

Source: IAPD individual record, checked 24 October 2026

Where is Ethan Alvarez based?

Ethan Alvarez’s registered office is in Valencia, CA.

Source: IAPD individual record, checked 24 October 2026

Is Ethan Alvarez registered with FINRA?

No. Ethan Alvarez has no current broker registration.

Source: IAPD individual record, checked 24 October 2026

How can I verify Ethan Alvarez’s record?

Search CRD 8177665 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ethan Alvarez’s full registration record.

Source: IAPD individual record, checked 24 October 2026

Leadership at Prosperitas Financial

Sources

  1. IAPD individual record, CRD 8177665, checked 24 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Prosperitas Financial, LLC, filed 9 September 2026. Executive officers and direct owners; this person is not among them.