Role at Freestone Capital Management
- Title on Schedule A
- Manager / Managing Partner
- Control
- Erik Morgan is a control person of Freestone Capital Management.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Erik Morgan has held the filed role since November 2012.
The firm
Form ADV filed 29 June 2026
Career on record
Erik Morgan has been registered through Freestone Capital Management since April 2008.
- Passed SIE · 2015
- Passed Series 3 · 2014
- Passed Series 63 · 2008
- – present · 18 yearsSeattle, WA · Adviser representative · Firm CRD 145711
- Freestone Capital Management Inc– · 8 yearsSeattle, WA · Adviser representative · Firm CRD 108702
- Passed Series 7 · 1994
- Passed Series 65 · 1993
- Passed Series 6 · 1992
Registrations and exams
Erik Morgan has a current investment-adviser registration in Texas and Washington and has passed 6 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Texas | Investment adviser representative | Approved, resident | 5 May 2026 |
| Washington | Investment adviser representative | Approved | 25 April 2008 |
- Scope
- Investment adviser representative
- Status
- Approved, resident
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 28 July 2008 |
| Series 65 | Uniform Investment Adviser Law Examination | 14 September 1993 |
| SIE | Securities Industry Essentials Examination | 7 January 2015 |
| Series 3 | National Commodity Futures Examination | 21 January 2014 |
| Series 7 | General Securities Representative Examination | 30 March 1994 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 21 January 1992 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Erik Konrad Morgan
- CRD
- 2207063
- Registration status
- Investment adviser registration
- Office
- 701 5TH AVENUE, 74TH FLOOR, Seattle, WA 98104
- Firm bio
- freestonecapital.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Freestone lists Erik Morgan as managing partner. The biography describes his role in the firm’s investment committee. Official firm biography
Education
- B.A. in Business Administration, Washington State UniversityOfficial firm biography
Common questions
Where does Erik Morgan work?
Erik Morgan has been Manager / Managing Partner of Freestone Capital Management, LLC since November 2012, and is a control person of the firm.
Is Erik Morgan a financial advisor?
Yes. Erik Morgan has a current investment-adviser registration in Texas and Washington, through Freestone Capital Management since April 2008, as of 17 October 2026.
How many years of experience does Erik Morgan have?
Erik Morgan has worked in the financial industry for 26 years as of 17 October 2026, counted from 18 June 2000, across 2 adviser firms.
What exams has Erik Morgan passed?
Erik Morgan has passed 6 licensing exams: the Series 6, Series 65, Series 7, Series 63, Series 3 and SIE. The earliest, the Series 6, was passed in January 1992.
Where is Erik Morgan based?
Erik Morgan’s registered office is in Seattle, WA.
Leadership at Freestone Capital Management
- Jennifer MorelandChief Financial Officer
- Jessica RodriguezChief Compliance Officer
- George ChangGeneral Counsel
- Gary FurukawaManager / Chief Investment Officer
- Matthew TigertManaging Director Advisory Operations