Eric Stauffer has been an investment adviser representative at 401k Generation since March 2017, and is not listed among the firm’s executive officers or direct owners.
401k Generation is an Altamonte Springs,, FL firm with $156M under management, 158 clients and 6 advisers in one office, as of its March 2026 filing.
- 401k GenerationCurrent– present · 9 yearsBoynton Beach,, FL · Adviser representative · Firm CRD 154279
Investment adviser representative registrations
Eric Stauffer is registered as an investment adviser representative in Florida, since March 2017.
- FloridaSince 14 March 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 22 February 2017 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 19 December 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- CRD
- 6721040
- Firm
- 401k Generation · CRD 154279
- Office
- Boynton Beach,, FL
- Registration
- Investment adviser registration
- In the industry since
- January 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Eric Stauffer work?
Eric Stauffer is an investment adviser representative registered through 401k Generation since March 2017, and is not listed among the firm’s executive officers or direct owners.
Is Eric Stauffer a financial advisor?
Yes. Eric Stauffer has a current investment-adviser registration in Florida, through 401k Generation since March 2017.
How many years of experience does Eric Stauffer have?
Eric Stauffer has 9 years in the financial industry, since January 2017, across 1 adviser firm.
What exams has Eric Stauffer passed?
Eric Stauffer has passed 2 licensing exams: the Series 7 and Series 65. The earliest, the Series 7, was passed in December 2016. FINRA credited Eric Stauffer with the SIE, which began in October 2018.
Where is Eric Stauffer based?
Eric Stauffer’s registered office is in Boynton Beach,, FL.
Is Eric Stauffer registered with FINRA?
No. Eric Stauffer has no current broker registration.
How can I verify Eric Stauffer’s record?
Search CRD 6721040 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Eric Stauffer’s full registration record.