Marlene Nitsch has been Chief Compliance Officer of 401k Generation since February 2018, is a control person of the firm and directly owns under 5% of it. Marlene Nitsch holds a Bachelor's degree in Technical Management from DeVry University.
401k Generation is an Altamonte Springs,, FL firm with $156M under management, 158 clients and 6 advisers in one office, as of its March 2026 filing.
Marlene Nitsch is Chief Compliance Officer of 401k Generation, based in Altamonte Springs, FL. She joined the firm in February 2018 with 20+ years' experience in the financial services industry, managing registered representatives and designing sales and regulatory compliance processes. Nitsch oversees all compliance activity at the firm and manages the team of licensed advisors.
Marlene Nitsch’s longest registration was 9 years at Suntrust Investment Services, Inc. (2005–2015). Before joining 401k Generation in 2018, Marlene Nitsch was registered through Skyview Wealth Management, LLC and Suntrust Investment Services, Inc.
- 401k GenerationCurrent– present · 8 yearsAltamonte Springs,, FL · Adviser representative · Firm CRD 154279
- Skyview Wealth Management, LLC– · under a yearLongwood, FL · Adviser representative · Firm CRD 171077
- Suntrust Investment Services, Inc.– · 9 yearsOrlando, FL · Adviser representative · Firm CRD 17499
Investment adviser representative registrations
Marlene Nitsch is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from March 2018; the most recent is Texas, in November 2023.
- FloridaSince 1 March 2018
- TexasResidentSince 27 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 31 July 2006 |
| Series 4 | Registered Options Principal Examination | 17 July 2006 |
| Series 24 | General Securities Principal Examination | 8 November 2005 |
| Series 66 | Uniform Combined State Law Examination | 21 September 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 October 1996 |
| Series 7 | General Securities Representative Examination | 25 August 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Marlene Jarrett Nitsch
- CRD
- 2258329
- Firm
- 401k Generation · CRD 154279
- Role
- Chief Compliance Officer
- Office
- 237 S WESTMONTE DRIVE, SUITE 300, Altamonte Springs,, FL 32714
- Registration
- Investment adviser registration
- In the industry since
- September 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- 401kgeneration.com
Where does Marlene Nitsch work?
Marlene Nitsch has been Chief Compliance Officer of 401k Generation since February 2018, and is a control person of the firm.
Is Marlene Nitsch a financial advisor?
Yes. Marlene Nitsch has a current investment-adviser registration in Florida and Texas, through 401k Generation since March 2018.
How many years of experience does Marlene Nitsch have?
Marlene Nitsch has 19 years in the financial industry, since September 2007, across 3 adviser firms.
What exams has Marlene Nitsch passed?
Marlene Nitsch has passed 6 licensing exams: the Series 7, Series 63, Series 66, Series 24, Series 4 and Series 53. The earliest, the Series 7, was passed in August 1993. FINRA credited Marlene Nitsch with the SIE, which began in October 2018.
Where did Marlene Nitsch work before 401k Generation?
Before 401k Generation, Marlene Nitsch was registered through Skyview Wealth Management, LLC, April 2017 to February 2018; Suntrust Investment Services, Inc., September 2005 to April 2015.
Where is Marlene Nitsch based?
Marlene Nitsch’s registered office is in Altamonte Springs,, FL.
Is Marlene Nitsch registered with FINRA?
No. Marlene Nitsch has no current broker registration.
How can I verify Marlene Nitsch’s record?
Search CRD 2258329 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Marlene Nitsch’s full registration record.