Eric Spencer has been an investment adviser representative at Secure Asset Management since September 2015, and is not listed among the firm’s executive officers or direct owners.
Secure Asset Management, L.L.C. is a Troy, MI firm with $871M under management, 2,877 clients and 54 advisers across 32 offices, as of its August 2026 filing.
Eric Spencer’s longest registration is the current one, 11 years at Secure Asset Management since 2015. Before joining Secure Asset Management in 2015, Eric Spencer was registered through Seacrest Wealth Management, LLC and Morgan Stanley.
- Seacrest Wealth Management, LLC– · 2 yearsPurchase, NY · Adviser representative · Firm CRD 147092
- Morgan Stanley– · 2 yearsBirmingham, MI · Adviser representative · Firm CRD 149777
Investment adviser representative registrations
Eric Spencer is registered as an investment adviser representative in Michigan, since September 2015.
- MichiganSince 24 September 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 1 February 2011 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 April 1996 |
| Series 7 | General Securities Representative Examination | 6 March 1996 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Eric Clay Spencer
- CRD
- 2605945
- Firm
- Secure Asset Management · CRD 144046
- Registration
- Investment adviser registration
- In the industry since
- February 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Eric Spencer work?
Eric Spencer is an investment adviser representative registered through Secure Asset Management, L.L.C. since September 2015, and is not listed among the firm’s executive officers or direct owners.
Is Eric Spencer a financial advisor?
Yes. Eric Spencer has a current investment-adviser registration in Michigan, through Secure Asset Management since September 2015.
How many years of experience does Eric Spencer have?
Eric Spencer has 15 years in the financial industry, since February 2011, across 3 adviser firms.
What exams has Eric Spencer passed?
Eric Spencer has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in March 1996.
Where did Eric Spencer work before Secure Asset Management?
Before Secure Asset Management, Eric Spencer was registered through Morgan Stanley, February 2011 to February 2013.
Is Eric Spencer registered with FINRA?
No. Eric Spencer has no current broker registration.
How can I verify Eric Spencer’s record?
Search CRD 2605945 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Eric Spencer’s full registration record.