Eric Schmitz has been an investment adviser representative at Klaas Financial Asset Advisors since January 2024, and is not listed among the firm’s executive officers or direct owners.
Klaas Financial Asset Advisors, LLC. is a Loves Park, IL firm with $758M under management, 1,015 clients and 13 advisers across 2 offices, as of its May 2026 filing.
Eric Schmitz’s longest registration is the current one, 2 years at Klaas Financial Asset Advisors since 2024. Before joining Klaas Financial Asset Advisors in 2024, Eric Schmitz was registered through Woodbury Financial Services, Inc. and MD Financial / Vestment Financial.
- – present · 2 yearsFitchburg, WI · Adviser representative · Firm CRD 121399
- Woodbury Financial Services, Inc.– · under a yearFond Du Lac, WI · Adviser representative · Firm CRD 421
- MD Financial / Vestment Financial– · 1 yearChanhassen, MN · Adviser representative · Firm CRD 168771
Investment adviser representative registrations
Eric Schmitz is registered as an investment adviser representative in 2 states. Each was approved in January 2024.
- IllinoisSince 5 January 2024
- WisconsinSince 5 January 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 30 May 2023 |
| Series 7TO | General Securities Representative Examination | 25 April 2023 |
| SIE | Securities Industry Essentials Examination | 19 December 2022 |
| Series 65 | Uniform Investment Adviser Law Examination | 24 January 2022 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Eric Scott Schmitz
- CRD
- 7353960
- Firm
- Klaas Financial Asset Advisors · CRD 121399
- Office
- 5951 McKee Road, Suite 200, Fitchburg, WI 53719
- Registration
- Investment adviser registration
- In the industry since
- April 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Eric Schmitz work?
Eric Schmitz is an investment adviser representative registered through Klaas Financial Asset Advisors, LLC. since January 2024, and is not listed among the firm’s executive officers or direct owners.
Is Eric Schmitz a financial advisor?
Yes. Eric Schmitz has a current investment-adviser registration in Illinois and Wisconsin, through Klaas Financial Asset Advisors since January 2024.
How many years of experience does Eric Schmitz have?
Eric Schmitz has 4 years in the financial industry, since April 2022, across 3 adviser firms.
What exams has Eric Schmitz passed?
Eric Schmitz has passed 4 licensing exams: the Series 65, SIE, Series 7TO and Series 63. The earliest, the Series 65, was passed in January 2022.
Where did Eric Schmitz work before Klaas Financial Asset Advisors?
Before Klaas Financial Asset Advisors, Eric Schmitz was registered through Woodbury Financial Services, Inc., February 2023 to October 2023; MD Financial / Vestment Financial, January 2022 to February 2023.
Where is Eric Schmitz based?
Eric Schmitz’s registered office is in Fitchburg, WI.
Is Eric Schmitz registered with FINRA?
No. Eric Schmitz has no current broker registration.
How can I verify Eric Schmitz’s record?
Search CRD 7353960 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Eric Schmitz’s full registration record.