Elliott Peigen has been an investment adviser representative at Gilbert Greg RIA since April 2020, and is not listed among the firm’s executive officers or direct owners.
Gilbert Greg RIA, LLC is an Oakland, CA firm with $174M under management, 657 clients and 35 advisers across 35 offices, as of its May 2026 filing.
Elliott Peigen’s longest registration was 8 years at Next Financial Group, Inc. (2006–2014). Before joining Gilbert Greg RIA in 2020, Elliott Peigen was registered through Infinity Financial Services and Investors Capital Advisory.
- – present · 6 yearsOoltewah, TN · Adviser representative · Firm CRD 304981
- Infinity Financial Services– · 4 yearsOakland, CA · Adviser representative · Firm CRD 144302
- Investors Capital Advisory– · 1 yearOoltewah, TN · Adviser representative · Firm CRD 30613
- Next Financial Group, Inc.– · 8 yearsFort Oglethorpe, GA · Adviser representative · Firm CRD 46214
Investment adviser representative registrations
Elliott Peigen is registered as an investment adviser representative in Tennessee, since April 2020.
- TennesseeSince 29 April 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 1 August 2006 |
| Series 65 | Uniform Investment Adviser Law Examination | 19 May 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 January 1990 |
| Series 7 | General Securities Representative Examination | 16 December 1989 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Elliott Arthur Peigen
- CRD
- 2017355
- Firm
- Gilbert Greg RIA · CRD 304981
- Office
- Ooltewah, TN
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 1990
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Elliott Peigen work?
Elliott Peigen is an investment adviser representative registered through Gilbert Greg RIA, LLC since April 2020, and is not listed among the firm’s executive officers or direct owners.
Is Elliott Peigen a financial advisor?
Yes. Elliott Peigen has a current investment-adviser registration in Tennessee, through Gilbert Greg RIA since April 2020.
How many years of experience does Elliott Peigen have?
Elliott Peigen has 36 years in the financial industry, since May 1990, across 4 adviser firms.
What exams has Elliott Peigen passed?
Elliott Peigen has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 66. The earliest, the Series 7, was passed in December 1989. FINRA credited Elliott Peigen with the SIE, which began in October 2018.
Where did Elliott Peigen work before Gilbert Greg RIA?
Before Gilbert Greg RIA, Elliott Peigen was registered through Investors Capital Advisory, March 2015 to July 2016; Next Financial Group, Inc., August 2006 to December 2014.
Where is Elliott Peigen based?
Elliott Peigen’s registered office is in Ooltewah, TN.
Is Elliott Peigen registered with FINRA?
Yes. Elliott Peigen has a current broker registration, under CRD 2017355.
Source: FINRA BrokerCheck
How can I verify Elliott Peigen’s record?
Search CRD 2017355 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Elliott Peigen’s full registration record.