Elizabeth Saghi has been an investment adviser representative at Avalan since September 2017, and is not listed among the firm’s executive officers or direct owners.
Avalan, LLC is a Santa Barbara, CA firm with $622M under management, 319 clients and 11 advisers across 3 offices, as of its March 2026 filing.
Elizabeth Saghi’s longest registration is the current one, 9 years at Avalan since 2017. Before joining Avalan in 2017, Elizabeth Saghi was registered through Abundant Wealth Partners, LLC and In Alliance Financial Planning.
- Abundant Wealth Partners, LLC– · under a yearSanta Barbara, CA · Adviser representative · Firm CRD 284533
- In Alliance Financial Planning– · 2 yearsSanta Barbara, CA · Adviser representative · Firm CRD 281518
Investment adviser representative registrations
Elizabeth Saghi is registered as an investment adviser representative in California, since September 2017.
- CaliforniaSince 25 September 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 11 April 1997 |
| Series 31 | Futures Managed Funds Examination | 9 April 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 March 1997 |
| Series 7 | General Securities Representative Examination | 4 March 1997 |
| Series 15 | Foreign Currency Options Examination | 26 October 1983 |
| Series 3 | National Commodity Futures Examination | 26 October 1983 |
| Series 5 | Interest Rate Options Examination | 19 June 1982 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Foreign Currency Options Examination
- Name
- National Commodity Futures Examination
- Name
- Interest Rate Options Examination
- Full name
- Elizabeth Ann Saghi
- CRD
- 707605
- Firm
- Avalan · CRD 156109
- Office
- 233 E CARILLO, SUITE B, Santa Barbara, CA 93101
- Registration
- Investment adviser registration
- In the industry since
- January 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Elizabeth Saghi work?
Elizabeth Saghi is an investment adviser representative registered through Avalan, LLC since September 2017, and is not listed among the firm’s executive officers or direct owners.
Is Elizabeth Saghi a financial advisor?
Yes. Elizabeth Saghi has a current investment-adviser registration in California, through Avalan since September 2017.
How many years of experience does Elizabeth Saghi have?
Elizabeth Saghi has 10 years in the financial industry, since January 2016, across 3 adviser firms.
What exams has Elizabeth Saghi passed?
Elizabeth Saghi has passed 7 licensing exams: the Series 5, Series 15, Series 3, Series 7, Series 63, Series 31 and Series 65. The earliest, the Series 5, was passed in June 1982.
Where is Elizabeth Saghi based?
Elizabeth Saghi’s registered office is in Santa Barbara, CA.
Is Elizabeth Saghi registered with FINRA?
No. Elizabeth Saghi has no current broker registration.
How can I verify Elizabeth Saghi’s record?
Search CRD 707605 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Elizabeth Saghi’s full registration record.