Edwin Barretto has been an investment adviser representative at Delta Investment Management since March 2019, and is not listed among the firm’s executive officers or direct owners. Edwin Barretto holds a Bachelor of Science in Business from the University of San Francisco.
Delta Investment Management, LLC is a San Francisco, CA firm with $857M under management, 1,099 clients and 25 advisers across 11 offices, as of its April 2026 filing.
Eddie Barretto is an investment advisor at Delta Investment Management. He has over 35 years on Wall Street, spending the bulk of his career as a managing director at Banc of America Securities, Montgomery Securities, BTIG, and Stifel.
Edwin Barretto’s longest registration is the current one, 7 years at Delta Investment Management since 2019. Before joining Delta Investment Management in 2019, Edwin Barretto was registered through Stifel, Nicolaus & Company, Incorporated.
- – present · 7 yearsSan Francisco, CA · Adviser representative · Firm CRD 149596
- Stifel, Nicolaus & Company, Incorporated– · 1 yearSan Francisco, CA · Adviser representative · Firm CRD 793
Investment adviser representative registrations
Edwin Barretto is registered as an investment adviser representative in California, since March 2019.
- CaliforniaSince 7 March 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 22 May 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 October 1989 |
| Series 7 | General Securities Representative Examination | 18 July 1987 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Edwin Anthony Barretto
- CRD
- 1708772
- Firm
- Delta Investment Management · CRD 149596
- Office
- 708 Montgomery Street, San Francisco, CA 94111
- Registration
- Investment adviser registration
- In the industry since
- August 1988
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- deltaim.com
Where does Edwin Barretto work?
Edwin Barretto is an investment adviser representative registered through Delta Investment Management, LLC since March 2019, and is not listed among the firm’s executive officers or direct owners.
Is Edwin Barretto a financial advisor?
Yes. Edwin Barretto has a current investment-adviser registration in California, through Delta Investment Management since March 2019.
How many years of experience does Edwin Barretto have?
Edwin Barretto has 38 years in the financial industry, since August 1988, across 2 adviser firms.
What exams has Edwin Barretto passed?
Edwin Barretto has passed 3 licensing exams: the Series 7, Series 63 and Series 24. The earliest, the Series 7, was passed in July 1987. FINRA credited Edwin Barretto with the SIE, which began in October 2018.
Where is Edwin Barretto based?
Edwin Barretto’s registered office is in San Francisco, CA.
Is Edwin Barretto registered with FINRA?
No. Edwin Barretto has no current broker registration.
How can I verify Edwin Barretto’s record?
Search CRD 1708772 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Edwin Barretto’s full registration record.
