Edward Hollett has been an investment adviser representative at Prosperitas Financial since September 2026, and is not listed among the firm’s executive officers or direct owners. Edward Hollett holds a BS in Finance from Excelsior College.
Prosperitas Financial, LLC is a Valencia, CA firm with $812M under management, 2,138 clients and 23 advisers across 2 offices, as of its September 2026 filing.
Ed Hollett is Financial Advisor of Prosperitas Financial and an Investment Advisor Representative with more than 25 years of experience in the insurance and financial services industry. His practice has focused primarily on individual financial planning and employee benefit programs for small to medium-sized businesses. Before joining Prosperitas Financial, he owned and operated Sierra Shore Financial.
Edward Hollett’s longest registration is the current one, 23 years at Sierra Shore Financial since 2003. Before joining Prosperitas Financial in 2026, Edward Hollett was registered through Independent Financial Group, LLC and Sentra Securities Corp.
- Prosperitas Financial, LLCCurrent– present · under a yearValencia, CA · Adviser representative · Firm CRD 315768
- Independent Financial Group, LLC– · 12 yearsPismo Beach, CA · Adviser representative · Firm CRD 7717
- Sierra Shore FinancialAlso current– present · 23 yearsPismo Beach, CA · Adviser representative · Firm CRD 126811
- Sentra Securities Corp– · 4 yearsBakersfield, CA · Adviser representative · Firm CRD 10249
Investment adviser representative registrations
Edward Hollett is registered as an investment adviser representative in California, since June 2003.
- CaliforniaSince 18 June 2003
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 1 April 1998 |
| Series 24 | General Securities Principal Examination | 7 March 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 June 1993 |
| Series 7 | General Securities Representative Examination | 21 May 1993 |
| Series 15 | Foreign Currency Options Examination | 23 January 1984 |
| Series 5 | Interest Rate Options Examination | 17 October 1981 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Foreign Currency Options Examination
- Name
- Interest Rate Options Examination
- Full name
- Edward Alan Hollett
- CRD
- 726835
- Firm
- Prosperitas Financial · CRD 315768
- Office
- 25060 AVENUE STANFORD, SUITE 100, Valencia, CA 91355
- Registration
- Investment adviser registration
- In the industry since
- September 1984
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- prosperitasfin.com
Where does Edward Hollett work?
Edward Hollett is an investment adviser representative registered through Prosperitas Financial, LLC since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Edward Hollett a financial advisor?
Yes. Edward Hollett has a current investment-adviser registration in California, through Prosperitas Financial since September 2026.
How many years of experience does Edward Hollett have?
Edward Hollett has 42 years in the financial industry, since September 1984, across 4 adviser firms.
What exams has Edward Hollett passed?
Edward Hollett has passed 6 licensing exams: the Series 5, Series 15, Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 5, was passed in October 1981. FINRA credited Edward Hollett with the SIE, which began in October 2018.
Where did Edward Hollett work before Prosperitas Financial?
Before Prosperitas Financial, Edward Hollett was registered through Independent Financial Group, LLC, November 2013 to September 2026; Sentra Securities Corp, December 1998 to May 2003.
Where is Edward Hollett based?
Edward Hollett’s registered office is in Valencia, CA.
Is Edward Hollett registered with FINRA?
No. Edward Hollett has no current broker registration.
How can I verify Edward Hollett’s record?
Search CRD 726835 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Edward Hollett’s full registration record.
