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Edward Fishman

Chief Operating Officer, Executive Committee Member at D. E. Shaw & Co.

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
6
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Edward Fishman is Chief Operating Officer, Executive Committee Member of D. E. Shaw & Co., L.P., a New York investment adviser managing $213B. Edward Fishman has a current broker registration and no current investment-adviser registration and has passed 6 licensing exams.

Role at D. E. Shaw & Co.

Title on Schedule A
Chief Operating Officer, Executive Committee Member
Control
Edward Fishman is a control person of D. E. Shaw & Co.
Ownership
An individual ownership band is not available in the source record.
Tenure
Edward Fishman has held the filed role since October 2010.

The firm

D. E. Shaw & Co., L.P.
New York, NY

Form ADV filed 14 August 2026

$213B AUM23 clients526 advisers5 offices

Career on record

Firms and exams, newest first
  1. Passed Series 79TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 3 · 2017
  4. Passed Series 24 · 2000
  5. Passed Series 7 and Series 63 · 1995

Registrations and exams

Broker registration; no current adviser registration. Edward Fishman has passed 6 qualifying exams.

Examinations

Series 6317 November 1995
Name
Uniform Securities Agent State Law Examination
Series 2416 October 2000
Name
General Securities Principal Examination
Series 79TO2 January 2023
Name
Investment Banking Registered Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 322 February 2017
Name
National Commodity Futures Examination
Series 730 October 1995
Name
General Securities Representative Examination

Individual record

Full name
Edward Laurence Fishman
CRD
2656095
Firm
D. E. Shaw & Co., L.P.
Registration status
Broker registration; no current adviser registration
Firm bio
deshaw.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

The D. E. Shaw Group identifies Eddie Fishman as a managing director, Executive Committee member, and chief operating officer. He joined the firm in 1995 and graduated with honors from Princeton University. Official firm biography

Common questions

Where does Edward Fishman work?

Edward Fishman has been Chief Operating Officer, Executive Committee Member of D. E. Shaw & Co., L.P. since October 2010, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 14 August 2026

Does Edward Fishman have a current investment-adviser registration?

Edward Fishman has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Edward Fishman passed?

Edward Fishman has passed 6 licensing exams: the Series 7, Series 63, Series 24, Series 3, SIE and Series 79TO. The earliest, the Series 7, was passed in October 1995.

Source: IAPD individual record, checked 17 October 2026

Leadership at D. E. Shaw & Co.

Sources

  1. IAPD individual record, CRD 2656095. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of D. E. Shaw & Co., L.P., filed 14 August 2026. Title, control and ownership bands.
  3. D. E. Shaw & Co. team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Edward Fishman or D. E. Shaw & Co., L.P. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.