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Anoop Prasad

Executive Committee Member at D. E. Shaw & Co.

No current adviser or broker registrationSEC record checked 17 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Anoop Prasad is Executive Committee Member of D. E. Shaw & Co., L.P., a New York investment adviser managing $213B. Anoop Prasad has passed the Series 7, Series 63, Series 55 and SIE.

Role at D. E. Shaw & Co.

Title on Schedule A
Executive Committee Member
Control
Anoop Prasad is a control person of D. E. Shaw & Co.
Ownership
An individual ownership band is not available in the source record.
Tenure
Anoop Prasad has held the filed role since April 2024.

The firm

D. E. Shaw & Co., L.P.
New York, NY

Form ADV filed 14 August 2026

$213B AUM23 clients526 advisers5 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 55 · 1999
  3. Passed Series 7 and Series 63 · 1998

Registrations and exams

No current adviser or broker registration. Anoop Prasad has passed 4 qualifying exams.

Examinations

Series 6316 February 1998
Name
Uniform Securities Agent State Law Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 5517 June 1999
Name
Limited Representative-Equity Trader Exam
Series 710 February 1998
Name
General Securities Representative Examination

Individual record

Full name
Anoop Prasad
CRD
2946224
Firm
D. E. Shaw & Co., L.P.
Registration status
No current adviser or broker registration
Firm bio
deshaw.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

The D. E. Shaw Group identifies Anoop Prasad as a managing director and Executive Committee member. He joined in 1997 after earning master’s and doctoral degrees in theoretical physics from Caltech. Official firm biography

Common questions

Where does Anoop Prasad work?

Anoop Prasad has been Executive Committee Member of D. E. Shaw & Co., L.P. since April 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 14 August 2026

Does Anoop Prasad have a current investment-adviser registration?

Anoop Prasad has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Anoop Prasad passed?

Anoop Prasad has passed 4 licensing exams: the Series 7, Series 63, Series 55 and SIE. The earliest, the Series 7, was passed in February 1998.

Source: IAPD individual record, checked 17 October 2026

Leadership at D. E. Shaw & Co.

Sources

  1. IAPD individual record, CRD 2946224. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of D. E. Shaw & Co., L.P., filed 14 August 2026. Title, control and ownership bands.
  3. D. E. Shaw & Co. team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Anoop Prasad or D. E. Shaw & Co., L.P. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.