Dulce Vazquez has been an investment adviser representative at Prosperitas Financial since July 2023, and is not listed among the firm’s executive officers or direct owners.
Prosperitas Financial, LLC is a Valencia, CA firm with $812M under management, 2,138 clients and 23 advisers across 2 offices, as of its September 2026 filing.
- Prosperitas Financial, LLCCurrent– present · 3 yearsGranada Hills, CA · Adviser representative · Firm CRD 315768
Investment adviser representative registrations
Dulce Vazquez is registered as an investment adviser representative in California, as a resident of California, since July 2023.
- CaliforniaResidentSince 11 July 2023
Examinations
No examinations are on Dulce Vazquez’s record.
- Full name
- Dulce Melody Vazquez
- CRD
- 7708764
- Firm
- Prosperitas Financial · CRD 315768
- Office
- 10146 Balboa Blvd, Granada Hills, CA 91344
- Registration
- Investment adviser registration
- In the industry since
- July 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Dulce Vazquez work?
Dulce Vazquez is an investment adviser representative registered through Prosperitas Financial, LLC since July 2023, and is not listed among the firm’s executive officers or direct owners.
Is Dulce Vazquez a financial advisor?
Yes. Dulce Vazquez has a current investment-adviser registration in California, through Prosperitas Financial since July 2023.
How many years of experience does Dulce Vazquez have?
Dulce Vazquez has 3 years in the financial industry, since July 2023, across 1 adviser firm.
Where is Dulce Vazquez based?
Dulce Vazquez’s registered office is in Granada Hills, CA.
Is Dulce Vazquez registered with FINRA?
No. Dulce Vazquez has no current broker registration.
How can I verify Dulce Vazquez’s record?
Search CRD 7708764 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dulce Vazquez’s full registration record.
