Douglas Moore has been an investment adviser representative at Financial Counseling since September 2014, and is not listed among the firm’s executive officers or direct owners.
Financial Counseling, Inc. is a Springboro, OH firm with $100M under management, 417 clients and 3 advisers in one office, as of its April 2026 filing.
- Financial Counseling, Inc.Current– present · 12 yearsSpringboro, OH · Adviser representative · Firm CRD 119969
Investment adviser representative registrations
Douglas Moore is registered as an investment adviser representative in Ohio, since September 2014.
- OhioSince 25 September 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 22 August 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- Douglas Jared Moore
- CRD
- 4824758
- Firm
- Financial Counseling · CRD 119969
- Office
- 582 N. MAIN ST., Springboro, OH 45066
- Registration
- Investment adviser registration
- In the industry since
- August 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Douglas Moore work?
Douglas Moore is an investment adviser representative registered through Financial Counseling, Inc. since September 2014, and is not listed among the firm’s executive officers or direct owners.
Is Douglas Moore a financial advisor?
Yes. Douglas Moore has a current investment-adviser registration in Ohio, through Financial Counseling since September 2014.
How many years of experience does Douglas Moore have?
Douglas Moore has 19 years in the financial industry, since August 2007, across 1 adviser firm.
What exams has Douglas Moore passed?
Douglas Moore passed the Series 7 in August 2007. FINRA credited Douglas Moore with the SIE, which began in October 2018.
Where is Douglas Moore based?
Douglas Moore’s registered office is in Springboro, OH.
Is Douglas Moore registered with FINRA?
No. Douglas Moore has no current broker registration.
How can I verify Douglas Moore’s record?
Search CRD 4824758 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Douglas Moore’s full registration record.